PENTA CAPITAL LLP
Adviser information for PENTA CAPITAL LLP last updated from Form ADV on August 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77609 |
|---|---|
| SEC ERA File Number | 802-77609 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161412 |
| Legal Entity Identifier | None |
Principal Office
300 BATH STREETGLASGOW
United Kingdom
Monday - Friday, 0900 - 1730
Tel: +44 141 572 7300, Fax: +44 141 572 7310
Websites
Chief Compliance Officer
PAUL CASSIDY
300 BATH STREET
GLASGOW
United Kingdom
Tel:
+1415727300
Fax:
+1415727310
C******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOSCA PENTA HEALTHCO IV LP | Private Equity Fund | $0.0M | $0.1M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCOTT, STEVEN | Individual | – | LLP MEMBER | 11/2008 | 25-50% |
| MACNAUGHTON, WILLIAM, TORQUIL | Individual | – | LLP MEMBER | 11/2008 | < 5% |
| TOSCA PENTA HOLDINGS LIMITED | Foreign Entity | – | LLP MEMBER | 11/2008 | 25-50% |
| OLD OAK HOLDINGS | Foreign Entity | TOSCA PENTA HOLDINGS LIMITED | SHAREHOLDER | 11/2008 | > 75% |
| HUGHES, MARTIN, BRIAN | Individual | OLD OAK HOLDINGS LIMITED | DIRECTOR / SHAREHOLDER | 10/2004 | > 75% |
| CASSIDY, PAUL | Individual | – | LLP MEMBER | 11/2008 | 10-25% |