LEX CAPITAL MANAGEMENT INC.
Adviser information for LEX CAPITAL MANAGEMENT INC. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77685 |
|---|---|
| SEC ERA File Number | 802-77685 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166816 |
| Legal Entity Identifier | 549300UFPHYZIIN4ZZ90 |
Principal Office
2530 SANDRA SCHMIRLER WAYREGINA
Canada
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 306-790-8676, Fax: (306)500-3304
Websites
Chief Compliance Officer
CURTIS ARMSTRONG
MANAGING PARTNER & CFO
2530 SANDRA SCHMIRLER WAY
REGINA
Canada
Tel:
3067908660
Fax:
3067895656
C**********@************A
(Full email address available in API data)
Industry Affiliates
| LCMI-LEP IV INVESTMENTS INC. | Sponsor, GP, manager of pooled investment vehicles |
| LCMI-LEP V INVESTMENTS INC. | Sponsor, GP, manager of pooled investment vehicles |
| LEP III MANAGEMENT LP | Sponsor, GP, manager of pooled investment vehicles |
| LEP IV INVESTMENTS ULC | Sponsor, GP, manager of pooled investment vehicles |
| LEP V INVESTMENTS ULC | Sponsor, GP, manager of pooled investment vehicles |
| LEX ENERGY PARTNERS III INC. | Sponsor, GP, manager of pooled investment vehicles |
| LEX ENERGY PARTNERS IV INC. | Sponsor, GP, manager of pooled investment vehicles |
| LEX ENERGY PARTNERS V INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEX ENERGY PARTNERS LP III (U.S.) | Private Equity Fund | $9.1M | $0.1M | 8 |
| LEX ENERGY PARTNERS LP IV (U.S.) | Private Equity Fund | $2.9M | $0.1M | 4 |
| LEX ENERGY PARTNERS LP V (U.S.) | Private Equity Fund | $13.4M | $0.2M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARMSTRONG, CURTIS, JASON | Individual | – | MANAGING PARTNER & CFO / DIRECTOR | 08/2009 | < 5% |
| POPIL, DEAN, JOSEPH | Individual | – | MANAGING PARTNER & CEO / DIRECTOR | 08/2009 | < 5% |
| LOTHIAN, EVERETT, CRAIG | Individual | – | EXECUTIVE CHAIR / DIRECTOR | 08/2009 | < 5% |
| LEX CAPITAL CORP. | Foreign Entity | – | SHAREHOLDER | 08/2009 | 5-10% |
| D&T INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER | 08/2009 | 10-25% |
| CAT INVESTMENTS INC. | Foreign Entity | – | SHAREHOLDER | 08/2009 | 10-25% |
| LOTHIAN, EVERETT, CRAIG | Individual | CRAIG & PAM LOTHIAN (2020) FAMILY TRUST | TRUSTEE | 11/2020 | |
| ARMSTRONG, CURTIS, JASON | Individual | CAT INVESTMENTS INC. | SHAREHOLDER | 08/2009 | > 75% |
| POPIL, DEAN, JOSEPH | Individual | D&T INVESTMENTS LTD. | SHAREHOLDER | 08/2009 | > 75% |
| Lothian, Pamela, Jane | Individual | – | DIRECTOR | 08/2009 | < 5% |
| Lothian, Pamela, Jane | Individual | CRAIG & PAM LOTHIAN (2020) FAMILY TRUST | TRUSTEE | 11/2020 | |
| THOMPSON, RYAN, RAYMOND | Individual | SUMMIT CAPITAL CORP. | SHAREHOLDER | 08/2019 | > 75% |
| SUMMIT CAPITAL CORP. | Foreign Entity | – | SHAREHOLDER | 08/2019 | 10-25% |
| C&P LOTHIAN HOLDINGS INC. | Foreign Entity | – | SHAREHOLDER | 12/2020 | 25-50% |
| CRAIG & PAM LOTHIAN (2020) FAMILY TRUST | Foreign Entity | C&P LOTHIAN HOLDINGS INC. | SHAREHOLDER | 11/2020 | > 75% |
| C&P LOTHIAN HOLDINGS INC. | Foreign Entity | LEX CAPITAL CORP. | SHAREHOLDER | 12/2020 | 50-75% |
| THOMPSON, RYAN, RAYMOND | Individual | – | VICE PRESIDENT, INVESTMENTS | 12/2021 | < 5% |
| Mueller, Tyler, John | Individual | – | SHAREHOLDER | 03/2023 | 5-10% |