CONWAY MACKENZIE INVESTMENT ADVISORS, LLC
RIVERON INVESTMENT ADVISORS, LLC Legal Name
Adviser information for CONWAY MACKENZIE INVESTMENT ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77734 |
|---|---|
| SEC ERA File Number | 802-77734 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166751 |
| Legal Entity Identifier | None |
Principal Office
2515 MCKINNEY AVENUESUITE 1200
DALLAS
TX
United States
Monday - Friday, 8:30AM - 6:00PM
Tel: (214) 891-5500, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| CM GROWTH CAPITAL PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CM RESOLUTION PARTNERS (CRA), LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CM GROWTH CAPITAL PARTNERS, L.P. (F/K/A CAMELOT ACQUISITIONS: SECONDARY OPPORTUNITIES, L.P.) | Private Equity Fund | $18.4M | $0.5M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIVERON MANAGEMENT SERVICES, LLC | Domestic Entity | – | OWNER | 12/2012 | > 75% |
| LATZ, KENNETH, T | Individual | – | PRESIDENT AND SENIOR MANAGING DIRECTOR | 12/2021 | < 5% |
| RIVERON ACQUISITION HOLDINGS, INC. | Domestic Entity | RIVERON MANAGEMENT SERVICES, LLC | MEMBER | 12/2019 | > 75% |
| RIVERON INTERMEDIATE HOLDINGS, INC. | Domestic Entity | RIVERON ACQUISITION HOLDINGS, INC. | SHAREHOLDER | 12/2019 | > 75% |
| Hageman, Erica, Hilary | Individual | – | CHIEF LEGAL OFFICER | 12/2023 | < 5% |
| KRIV ACQUISITION, INC. | Domestic Entity | RIVERON INTERMEDIATE HOLDINGS, INC. | SHAREHOLDER | 06/2023 | > 75% |
| KRIV INTERMEDIATE II, INC. | Domestic Entity | KRIV ACQUISITION, INC. | SHAREHOLDER | 06/2023 | > 75% |
| KRIV INTERMEDIATE I, INC. | Domestic Entity | KRIV INTERMEDIATE II, INC. | SHAREHOLDER | 06/2023 | > 75% |
| KRIV HOLDINGS, L.P. | Domestic Entity | KRIV INTERMEDIATE I, INC. | SHAREHOLDER | 06/2023 | > 75% |