PRUSIK INVESTMENT MANAGEMENT LLP

Adviser information for PRUSIK INVESTMENT MANAGEMENT LLP last updated from Form ADV on June 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-77763
SEC ERA File Number 802-77763
SEC CIK Numbers 1519428, 1530611, 1519381, 1553614
SEC CRD Numbers 157417
Legal Entity Identifier 549300CFHC1ZST19O784

Principal Office

6TH FLOOR, MOSS HOUSE
15-16 BROOK'S MEWS
LONDON
United Kingdom
Monday - Friday, 9 AM - 5 PM
Tel: 44 20 7493 1331, Fax: 44 20 7493 1770

Chief Compliance Officer

KAMALJIT KAUR JASPAL
COMPLIANCE OFFICER
6TH FLOOR, MOSS HOUSE
15-16 BROOK'S MEWS
LONDON
United Kingdom
Tel: 44 20 72976850
Fax: 44 20 7493 1770
(Full email address available in API data)

Industry Affiliates

PRUSIK INVESTMENT MANAGEMENT SINGAPORE PTE LTD Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PRUSIK ASIA EMERGING OPPORTUNITIES FUND PLC UCITS $43.2M $0.0M 27
PRUSIK ASIA FUND PLC UCITS $81.0M $0.0M 49
PRUSIK ASIA SUSTAINABILITY GROWTH FUND UCITS $4.0M $0.0M 19
PRUSIK ASIAN EQUITY INCOME FUND UCITS $0.8M $0.0M 144

Control Persons

Name Type Entity Title Since Ownership
MORRIS, ANTHONY, TIMOTHY Individual MEMBER 07/2005 50-75%
NAUGHTON, THOMAS Individual MEMBER 10/2010 50-75%
Jaspal, Kamaljit, Kaur Individual COMPLIANCE OFFICER 10/2022 < 5%

No. Employees, Historic

0002019202020212022202320240 on 4/25/20190 on 5/14/20200 on 4/27/20210 on 6/29/20220 on 11/7/20220 on 6/6/2023