NUMEN CAPITAL LLP

Adviser information for NUMEN CAPITAL LLP last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-77778
SEC ERA File Number 802-77778
SEC CIK Numbers 1695648
SEC CRD Numbers 166984
Legal Entity Identifier IM8NZYR16ZXKX2QFOG5

Principal Office

EASTCASTLE HOUSE
27-28 EASTCASTLE STREET
LONDON
United Kingdom
Monday - Friday, 8AM-5PM
Tel: +447876567687, Fax: +442079002052

Chief Compliance Officer

FILIPPO LANZA
PRINCIPAL AND MANAGING MEMBER
EASTCASTLE HOUSE
27-28 EASTCASTLE STREET
LONDON
United Kingdom
Tel: +447876567687
Fax: +442079002052
(Full email address available in API data)

Industry Affiliates

NUMEN GENERAL PARTNER INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NUMEN CREDIT OPPORTUNITIES FUND INC. Hedge Fund $6.7M $0.3M 4

Control Persons

Name Type Entity Title Since Ownership
LANZA, FILIPPO, DAVIDE Individual PRINCIPAL; MANAGING MEMBER 05/2008 > 75%

No. Employees, Historic

0002019202020212022202320240 on 5/20/20190 on 6/22/20200 on 5/25/20210 on 6/8/20220 on 6/29/2023

Holdings

From latest 13F, filed November 16th, 2020 for period ending September 30th, 2020
Name Class Value $USD # Shares Private Fund
AIR PRODUCTS & CHEMICALS INC COM 1K 4K None
AIR PRODUCTS & CHEMICALS INC COM 1K None
FUELCELL ENERGY COM 115 None
GULFPORT ENERGY CORP COM 46 87K None
KENSINGTON CAPITAL ACQUISITIONS COM 489 None
NETFLIX INC PUT 21 None
PLUG POWER INC COM 2K None
TIFFANY & CO COM 9K 73K None
TESLA INC PUT 10 None
UBER TECHNOLOGIES INC PUT 30 None