UNITED MANAGERS JAPAN INC.
Adviser information for UNITED MANAGERS JAPAN INC. last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisorPLACEMENT AGENT |
Identifiers
| SEC RIA File Number | 802-77812 |
|---|---|
| SEC ERA File Number | 802-77812 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 166897 |
| Legal Entity Identifier | None |
Principal Office
TORANOMON ISHII BLDG. 5F1-16-8 TORANOMON, MINATO-KU
TOKYO
Japan
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: +81 (0)3 6229 8760, Fax: +81 (0)3 6910-2944
Websites
Chief Compliance Officer
MICHAEL SCOTT UNGLESBEE
CHIEF COMPLIANCE OFFICER AND DEPARTMENT HEAD
TORANOMON ISHII BLDG. 5F
1-16-8 TORANOMON, MINATO-KU
TOKYO
Japan
Tel:
+81 (0)3 6229 8760
Fax:
+81 (0)3 6910 2944
M*********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEZU SPEEDWELL FUND LTD. | Hedge Fund | $13.8M | $1.0M | 3 |
| UMJ US FEEDER FUND, LLC | Hedge Fund | $0.0M | $1.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNGLESBEE, MICHAEL, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER & DEPARTMENT HEAD | 01/2013 | < 5% |
| KOSHIBA, MASAHIRO | Individual | – | CHIEF EXECUTIVE OFFICER AND SHAREHOLDER | 12/2004 | 25-50% |
| KOSHIBA HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2005 | 25-50% |
| UNITED MANAGERS JAPAN INC. | Foreign Entity | – | SHAREHOLDER | 04/2014 | 10-25% |