GALEN MANAGEMENT, LLC
Adviser information for GALEN MANAGEMENT, LLC last updated from Form ADV on May 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-77922 |
|---|---|
| SEC ERA File Number | 802-77922 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158333 |
| Legal Entity Identifier | None |
Principal Office
680 WASHINGTON BOULEVARD10TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:30AM TO 5:00PM (EASTERN)
Tel: 203-653-6400, Fax: 203-653-6499
Chief Compliance Officer
NoneIndustry Affiliates
| CLAUDIUS IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| CLAUDIUS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| GALEN PARTNERS V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GALEN EMPLOYEE FUND III, L.P. | Venture Capital Fund | $0.0M | $0.0M | 5 |
| GALEN EMPLOYEE FUND IV, L.P. | Venture Capital Fund | $0.0M | $0.0M | 7 |
| GALEN PARTNERS III, L.P. | Venture Capital Fund | $0.0M | $0.0M | 32 |
| GALEN PARTNERS INTERNATIONAL III, L.P. | Venture Capital Fund | $0.0M | $1.0M | 11 |
| GALEN PARTNERS INTERNATIONAL IV, L.P. | Venture Capital Fund | $0.2M | $1.0M | 4 |
| GALEN PARTNERS INTERNATIONAL V, L.P. | Venture Capital Fund | $2.9M | $1.0M | 5 |
| GALEN PARTNERS IV, L.P. | Venture Capital Fund | $0.9M | $1.0M | 21 |
| GALEN PARTNERS V, L.P. | Venture Capital Fund | $35.9M | $1.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JAHNS, DAVID, WILLIAM | Individual | – | MANAGING DIRECTOR | 12/2006 | 25-50% |
| WILKERSON, LOUIS, JOHN | Individual | – | MANAGING DIRECTOR | 12/2006 | 10-25% |
| SHROFF, ZUBEEN | Individual | – | MANAGING DIRECTOR | 12/2006 | 25-50% |
| BAUER, STACEY, LYNN | Individual | – | CHIEF FINANCIAL OFFICER | 06/2007 | < 5% |