COLLABORATIVE FUND MANAGEMENT LLC
Adviser information for COLLABORATIVE FUND MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-78024 |
|---|---|
| SEC ERA File Number | 802-78024 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167366 |
| Legal Entity Identifier | None |
Principal Office
347 BOWERY2ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: (415) 413-8360, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| COLLAB GP GROWTH, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB GP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB KIDS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB SHARED FUTURE 2023 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB SOS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB SOS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLAB+CONSUMER GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLABORATIVE GROWTH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLABORATIVE GROWTH II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLLABORATIVE SHARED FUTURE 2022 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INNOVATIVE FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COLLAB GROWTH-RF I, LLC | Venture Capital Fund | $0.5M | $1.0M | 1 |
| COLLAB I-HC C, LLC | Venture Capital Fund | $0.0M | $0.0M | 7 |
| COLLAB II - P A, LLC | Venture Capital Fund | $0.0M | $0.1M | 3 |
| COLLAB II-GE C, LLC | Venture Capital Fund | $0.1M | $0.5M | 3 |
| COLLAB II-SC A, LLC | Venture Capital Fund | $1.2M | $0.0M | 7 |
| COLLAB III L-B, LLC | Venture Capital Fund | $12.0M | $3.0M | 2 |
| COLLAB IV T-A, LLC | Venture Capital Fund | $0.1M | $0.1M | 4 |
| COLLAB Q-D, LLC | Venture Capital Fund | $4.5M | $1.0M | 3 |
| COLLAB SESAME, LLC | Venture Capital Fund | $35.0M | $1.0M | 3 |
| COLLAB SHARED FUTURE 2023, L.P. | Venture Capital Fund | $7.2M | $0.0M | 3 |
| COLLAB+CONSUMER I, L.P. | Venture Capital Fund | $40.2M | $0.1M | 17 |
| COLLAB+LINE, LLC | Venture Capital Fund | $2.0M | $1.0M | 2 |
| COLLABORATIVE GROWTH II, L.P. | Venture Capital Fund | $34.3M | $0.0M | 2 |
| COLLABORATIVE GROWTH, L.P. | Venture Capital Fund | $69.9M | $0.0M | 8 |
| COLLABORATIVE I, LP | Venture Capital Fund | $3.3M | $0.0M | 46 |
| COLLABORATIVE II, LP | Venture Capital Fund | $54.8M | $0.0M | 54 |
| COLLABORATIVE III, LP | Venture Capital Fund | $239.2M | $0.1M | 42 |
| COLLABORATIVE IV, LP | Venture Capital Fund | $201.4M | $0.1M | 48 |
| COLLABORATIVE SERIES II, LP | Venture Capital Fund | $0.0M | $0.0M | 4 |
| COLLABORATIVE SHARED FUTURE 2022, L.P. | Venture Capital Fund | $12.5M | $0.0M | 3 |
| COLLABORATIVE SUSTAINABLE SOLUTIONS, L.P. | Venture Capital Fund | $199.2M | $0.0M | 23 |
| COLLABORATIVE V, LP | Venture Capital Fund | $119.4M | $0.0M | 43 |
| FUTUREFOOD LLC | Venture Capital Fund | $4.5M | $0.1M | 4 |
| INNOVATIVE FUND, LLC | Venture Capital Fund | $21.7M | $0.5M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAPIRO, CRAIG | Individual | – | MANAGING MEMBER, COLLABORATIVE FUND MANAGEMENT LLC | 10/2010 | > 75% |
| Ullrich, Jeffrey, Scott | Individual | – | CHIEF FINANCIAL OFFICER | 01/2022 | < 5% |
| COHEN, DAVID, KENNETH | Individual | – | OPERATING PARTNER AND GENERAL COUNSEL | 01/2024 | < 5% |