Hedge Fund Database

LIGHTSTONE VENTURES

LSV CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for LIGHTSTONE VENTURES last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services –
Compensation –

Identifiers

SEC RIA File Number 802-78212
SEC ERA File Number 802-78212
SEC CIK Numbers None
SEC CRD Numbers 168121
Legal Entity Identifier None

Principal Office

2884 SANDHILL ROAD, STE 121
MENLO PARK
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 6503883676, Fax: 6503883675

Websites

dynamo3.netagesolutions.com/portal/login/lightstone/portalplus/ www.lightstonevc.com

Chief Compliance Officer

None

Industry Affiliates

LIGHTSTONE SINGAPORE ASSOCIATES, LLC Sponsor, GP, manager of pooled investment vehicles
LSV ASSOCIATES II, LLC Sponsor, GP, manager of pooled investment vehicles
LSV ASSOCIATES III, LLC Sponsor, GP, manager of pooled investment vehicles
LSV ASSOCIATES, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
LIGHTSTONE SINGAPORE, L.P. Venture Capital Fund $57.2M $7.5M 3
LIGHTSTONE VENTURES (A), L.P. Venture Capital Fund $14.9M $20.0M 2
LIGHTSTONE VENTURES II (A), L.P. Venture Capital Fund $11.7M $13.3M 2
LIGHTSTONE VENTURES II, L.P. Venture Capital Fund $198.5M $0.3M 35
LIGHTSTONE VENTURES III, L.P. Venture Capital Fund $333.9M $0.1M 41
LIGHTSTONE VENTURES, L.P. Venture Capital Fund $115.5M $0.1M 34

Control Persons

Name Type Entity Title Since Ownership
CARUSI, MICHAEL, A. Individual – MANAGING DIRECTOR OF LSV CAPITAL MANAGEMENT, LLC 04/2013 < 5%
GEORGE, JEAN, M. Individual – MEMBER/MANAGING DIRECTOR OF LSV CAPITAL MANAGEMENT, LLC 04/2013 50-75%
CARUSI, MICHAEL, A. Individual – MANAGING DIRECTOR OF LSV ASSOCIATES, LLC 04/2013 < 5%
GEORGE, JEAN, M. Individual – MEMBER/MANAGING DIRECTOR OF LSV ASSOCIATES, LLC 04/2013 10-25%
PLAIN, HENRY, ALBERT Individual – MANAGING DIRECTOR OF LSV ASSOCIATES, LLC 04/2013 < 5%
CHRISTOFFERSEN, RALPH, EARL Individual – MEMBER OF LSV ASSOCIATES, LLC 04/2013 5-10%
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 Domestic Entity – MEMBER OF LSV ASSOCIATES, LLC 07/2016 10-25%
HENRY A. PLAIN, JR. AND LISA M. PLAIN, TRUSTEES OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994 Domestic Entity – MEMBER OF LSV ASSOCIATES, LLC 04/2015 10-25%
CARUSI, MICHAEL, A. Individual THE CARUSI FAMILY TRUST DATED JULY 19, 2016 TRUSTEE OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 07/2016
PLAIN, HENRY, ALBERT Individual THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994 TRUSTEE OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994 09/1994
Carusi, Mary, Catherine Individual THE CARUSI FAMILY TRUST DATED JULY 19, 2016 TRUSTEE OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 07/2016
Plain, Lisa Individual THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994 TRUSTEE OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994 09/1994
CARUSI, MICHAEL, A. Individual – MANAGING DIRECTOR OF LSV ASSOCIATES II, LLC 02/2017 < 5%
GEORGE, JEAN, M. Individual – MEMBER/MANAGING DIRECTOR OF LSV ASSOCIATES II, LLC 02/2017 10-25%
PLAIN, HENRY, ALBERT Individual – MANAGING DIRECTOR OF LSV ASSOCIATES II, LLC 02/2017 < 5%
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 Domestic Entity – MEMBER OF LSV ASSOCIATES II, LLC 06/2017 10-25%
HENRY A. PLAIN, JR. AND LISA M. PLAIN, TRUSTEES OF THE PLAIN FAMILY TRUST U/D/T DATED SEPTEMBER 7, 1994 Domestic Entity – MEMBER OF LSV ASSOCIATES II, LLC 06/2017 10-25%
HANSON S. GIFFORD III AND ALEXANDRA STITT GIFFORD, TRUSTEES OF THE GIFFORD FAMILY TRUST DATED JULY 21, 2006 Domestic Entity – MEMBER OF LSV ASSOCIATES II, LLC 06/2017 5-10%
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 Domestic Entity – MEMBER OF LSV CAPITAL MANAGEMENT, LLC 01/2018 50-75%
GIFFORD III, HANSON, S Individual HANSON S. GIFFORD III AND ALEXANDRA STITT GIFFORD, TRUSTEES OF THE GIFFORD FAMILY TRUST DATED JULY 21, 2006 TRUSTEE OF THE GIFFORD FAMILY TRUST DATED JULY 21, 2006 07/2006
GIFFORD, ALEXANDRA, STITT Individual HANSON S. GIFFORD III AND ALEXANDRA STITT GIFFORD, TRUSTEES OF THE GIFFORD FAMILY TRUST DATED JULY 21, 2006 TRUSTEE OF THE GIFFORD FAMILY TRUST DATED JULY 21, 2006 07/2006
Boettner, Travis, John Individual – CHIEF FINANCIAL OFFICER 06/2018 < 5%
GEORGE, JEAN, M. Individual – MEMBER/MANAGING DIRECTOR OF LSV ASSOCIATES III, LLC 04/2021 25-50%
CARUSI, MICHAEL, A. Individual – MANAGING DIRECTOR OF LSV ASSOCIATES III, LLC 04/2021 < 5%
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 Domestic Entity – MEMBER OF LSV ASSOCIATES III, LLC 06/2021 25-50%
HANSON S. GIFFORD III AND ALEXANDRA STITT GIFFORD, TRUSTEES OF THE GIFFORD FAMILY TRUST DATED JULY 21, 2006 Domestic Entity – MEMBER OF LSV ASSOCIATES III, LLC 10/2021 5-10%
MICHAEL A. CARUSI AND MARY C. CARUSI, AS TRUSTEES OF THE CARUSI FAMILY TRUST DATED JULY 19, 2016 Domestic Entity – MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 07/2016 10-25%
ISACSON, CHRISTINA, KALDANY Individual – MEMBER OF LSV ASSOCIATES III, LLC 06/2021 5-10%
CARUSI, MICHAEL, A. Individual – DIRECTOR OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 01/2016 < 5%
GEORGE, JEAN, M. Individual – MEMBER/DIRECTOR OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 01/2016 10-25%
HENRY A. PLAIN, JR. AND LISA M. PLAIN, TRUSTEES OF THE PLAIN FAMILY TRUST U/D/T DATED JUNE 18, 2004 Domestic Entity – MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 01/2016 10-25%
THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018 Domestic Entity – MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 04/2019 10-25%
NOONAN, KENNETH, DANIEL Individual THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018 TRUSTEE OF THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018 12/2018
RAMIREZ, TAMMY Individual THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018 TRUSTEE OF THE NOONAN/RAMIREZ REVOCABLE LIVING TRUST DATED DECEMBER 14, 2018 12/2018
PLAIN, HENRY, ALBERT Individual – DIRECTOR OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 01/2016 < 5%
LETTMANN, JASON, W Individual – MEMBER OF LSV ASSOCIATES, LLC 06/2023 5-10%
LETTMANN, JASON, W Individual – MEMBER OF LSV ASSOCIATES II, LLC 06/2023 10-25%
LETTMANN, JASON, W Individual – MEMBER OF LSV ASSOCIATES III, LLC 06/2023 5-10%
LETTMANN, JASON, W Individual – MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 06/2023 5-10%
Lettmann, Jaclyn Individual – MEMBER OF LIGHTSTONE SINGAPORE ASSOCIATES, LLC 06/2023 5-10%
GABU INVESTMENT HOLDINGS LIMITED Foreign Entity – MEMBER OF LSV ASSOCIATES III, LLC 10/2021 5-10%
Butler, Caroline Individual GABU INVESTMENT HOLDINGS LIMITED DIRECTOR AND SHAREHOLDER OF GABU INVESTMENT HOLDINGS LIMITED 11/2016 > 75%
Butler, Alan, Celsus Individual GABU INVESTMENT HOLDINGS LIMITED DIRECTOR AND SHAREHOLDER OF GABU INVESTMENT HOLDINGS LIMITED 11/2016 > 75%

No. Employees, Historic

00020192020202120222023202420250 on 4/1/20190 on 4/1/20200 on 3/31/20210 on 3/31/20220 on 4/11/20220 on 3/31/20230 on 3/29/2024