CMC CAPITAL ADVISORS, LTD
Adviser information for CMC CAPITAL ADVISORS, LTD last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-78396 |
|---|---|
| SEC ERA File Number | 802-78396 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168441 |
| Legal Entity Identifier | None |
Principal Office
121 SOUTH CHURCH STREETGRAND CAYMAN
Cayman Islands
Monday - Friday, 930AM-530PM
Tel: +13459498066, Fax: +13459498080
Chief Compliance Officer
HAN GAO
MANAGING DIRECTOR, GENERAL COUNSEL
SUITE 302, CHEUNG KONG CENTER
NO.2 QUEEN'S ROAD, CENTRAL
HONG KONG
China
Tel:
+852 2152 9889
Fax:
+852 2152 9850
H******@*********M
(Full email address available in API data)
Industry Affiliates
| ALPHA PLUS FUND GP, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALTO INVESTMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL (SHANGHAI) INVESTMENT ADVISORY CO., LTD. | Other investment adviser, including financial planners |
| CMC CAPITAL PARTNERS GP II, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP II, LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP III, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP III, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP IV, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP IV, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS GP, LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CMC CAPITAL PARTNERS HK LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALPHA PLUS FUND, L.P. | Private Equity Fund | $22.6M | $0.0M | 2 |
| CMC CAPITAL PARTNERS II, L.P. | Private Equity Fund | $411.6M | $20.0M | 31 |
| CMC CAPITAL PARTNERS III, L.P. | Private Equity Fund | $887.7M | $20.0M | 37 |
| CMC CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $171.8M | $20.0M | 10 |
| CMC CAPITAL PARTNERS, L.P. | Private Equity Fund | $193.3M | $20.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL ADVISORS, LTD | 05/2013 | > 75% |
| LEBONHEUR HOLDINGS LTD. | Foreign Entity | LACONFIANCE INVESTMENTS LTD. | SHAREHOLDER | 05/2013 | > 75% |
| LI, RUIGANG | Individual | BRILLIANT SPARK HOLDINGS LIMITED | SHAREHOLDER | 03/2018 | > 75% |
| EGGLISHAW, DAVID, JOHN JEPSON | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP III, LTD. | 07/2019 | < 5% |
| CMC CAPITAL PARTNERS HK LIMITED | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL (SHANGHAI) INVESTMENT ADVISORY CO., LTD. | 08/2013 | > 75% |
| LI, RUIGANG | Individual | – | DIRECTOR OF CMC CAPITAL (SHANGHAI) INVESTMENT ADVISORY CO., LTD. | 06/2013 | < 5% |
| CMC CAPITAL ADVISORS, LTD | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL PARTNERS HK LIMITED | 06/2014 | > 75% |
| CMC CAPITAL PARTNERS GP, LTD. | Foreign Entity | – | GENERAL PARTNER OF CMC CAPITAL PARTNERS GP, L.P. | 05/2013 | < 5% |
| CMC CAPITAL PARTNERS GP II, LTD. | Foreign Entity | – | GENERAL PARTNER OF CMC CAPITAL PARTNERS GP II, L.P. | 02/2016 | < 5% |
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL PARTNERS GP, LTD. | 06/2013 | > 75% |
| LI, RUIGANG | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP, LTD. | 05/2013 | < 5% |
| EGGLISHAW, DAVID, JOHN JEPSON | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP, LTD. | 06/2013 | < 5% |
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL PARTNERS GP II, LTD. | 03/2016 | > 75% |
| LI, RUIGANG | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS II, LTD. | 03/2016 | < 5% |
| EGGLISHAW, DAVID, JOHN JEPSON | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP II, LTD. | 08/2016 | < 5% |
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER AND REGISTERED MANAGER OF ALTO INVESTMENT GP, LLC | 03/2017 | > 75% |
| CMC CAPITAL PARTNERS GP III, LTD. | Foreign Entity | – | GENERAL PARTNER OF CMC CAPITAL PARTNERS GP III, L.P. | 05/2018 | < 5% |
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL PARTNERS GP III, LTD. | 05/2018 | > 75% |
| LI, RUIGANG | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP III, LTD. | 05/2018 | < 5% |
| LEE, WEI, CHOY | Individual | – | DIRECTOR OF CMC CAPITAL ADVISORS, LTD | 08/2019 | < 5% |
| BRILLIANT SPARK HOLDINGS LIMITED | Foreign Entity | LEBONHEUR HOLDINGS LTD. | SHAREHOLDER | 04/2020 | > 75% |
| CMC CAPITAL PARTNERS GP IV, LTD. | Foreign Entity | – | GENERAL PARTNER OF CMC CAPITAL PARTNERS GP IV, L.P. | 05/2021 | < 5% |
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER OF CMC CAPITAL PARTNERS GP IV, LTD. | 05/2021 | > 75% |
| LACONFIANCE INVESTMENTS LTD. | Foreign Entity | – | SHAREHOLDER OF ALPHA PLUS FUND GP, LTD. | 09/2020 | > 75% |
| LI, RUIGANG | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP IV, LTD. | 05/2021 | < 5% |
| GAO, HAN | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP IV, LTD. | 05/2021 | < 5% |
| GAO, HAN | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP, LTD. | 05/2021 | < 5% |
| GAO, HAN | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP II, LTD. | 05/2021 | < 5% |
| GAO, HAN | Individual | – | DIRECTOR OF CMC CAPITAL PARTNERS GP III, LTD. | 05/2021 | < 5% |
| MEDLEY, LAURA, JANE | Individual | – | DIRECTOR OF CMC CAPITAL ADVISORS, LTD | 08/2022 | < 5% |
| GAO, HAN | Individual | – | DIRECTOR OF CMC CAPITAL ADVISORS, LTD | 04/2022 | < 5% |