ALPHA ASSOCIATES LTD.
Adviser information for ALPHA ASSOCIATES LTD. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-78431 |
|---|---|
| SEC ERA File Number | 802-78431 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167981 |
| Legal Entity Identifier | 894500TFMQ2RHIWAY929 |
Principal Office
BAHNHOFSTRASSE 13ZURICH
Switzerland
Monday - Friday, 08.30-17.30
Tel: +41 43 244 31 00, Fax: None
Chief Compliance Officer
PETER WOLFERS
BAHNHOFSTRASSE 13
ZURICH
Switzerland
Tel:
+41 43 244 31 14
P************@******************H
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALPHA 2001 L.P. | Private Equity Fund | $2.8M | $1.0M | 4 |
| ALPHA CEE II (INS) L.P. | Private Equity Fund | $8.9M | $1.0M | 1 |
| ALPHA CEE II L.P. | Private Equity Fund | $20.4M | $1.0M | 22 |
| ALPHA CEE OPPORTUNITY IV L.P. | Private Equity Fund | $252.1M | $1.0M | 12 |
| ALPHA CEE OPPORTUNITY IV LUX FEEDER | PE FUND OF FUNDS | $143.7M | $5.0M | 4 |
| ALPHA CEE OPPORTUNITY IV-A | Private Equity Fund | $44.1M | $1.0M | 2 |
| ALPHA CENTRAL EUROPE L.P. | Private Equity Fund | $0.9M | $1.0M | 4 |
| ALPHA EUROPE INVEST | Private Equity Fund | $5.9M | $0.5M | 6 |
| ALPHA GLOBAL ALTERNATIVES S.C.SP SICAV-RAIF SUB-FUND 1 | INFRASTRUCTURE FUND OF FUND | $110.2M | $0.1M | 16 |
| ALPHA GLOBAL ALTERNATIVES S.C.SP SICAV-RAIF SUB-FUND 4 | Private Equity Fund | $106.7M | $0.1M | 12 |
| ALPHA PRIVATE EQUITY SELECT L.P. | Private Equity Fund | $9.8M | $1.0M | 2 |
| ALPHA PRIVATE MARKETS SCA SICAV-RAIF SUBFUND 1 | INFRASTRUCTURE FUND OF FUND | $16.6M | $0.1M | 3 |
| ALPHA PRIVATE MARKETS SCA SICAV-RAIF SUBFUND 7 | INFRASTRUCTURE FUND OF FUND | $1.1M | $0.1M | 1 |
| ALPHA RUSSIA & CIS SECONDARY L.P. | Private Equity Fund | $8.7M | $1.0M | 18 |
| ALPHA SECONDARY III L.P. | Private Equity Fund | $0.4M | $1.0M | 3 |
| ALPHA SECONDARY IV L.P. | Private Equity Fund | $30.6M | $1.0M | 2 |
| ERES ALPHA L.P. | Private Equity Fund | $41.9M | $1.0M | 2 |
| GLOBAL ALTERNATIVES FCP-RAIF SUB FUND II | INFRASTRUCTURE FUND OF FUND | $14.1M | $0.1M | 1 |
| PEH INVEST L.P. | Private Equity Fund | $11.0M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SALESNY, PETRA | Individual | – | CHIEF OPERATING OFFICER | 04/2004 | 25-50% |
| ROJICEK, PETR | Individual | – | CHIEF INVESTMENT OFFICER | 04/2004 | 25-50% |
| MYINT-MAUNG, GUY | Individual | – | PARTNER | 04/2004 | 5-10% |
| DERENDINGER, PETER, ALEXANDER | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2004 | 25-50% |
| K�gi, J�rg | Individual | – | CHIEF FINANCIAL OFFICER | 03/2018 | < 5% |
| Wolfers, Peter | Individual | – | HEAD COMPLIANCE AND CHIEF RISK OFFICER | 01/2018 | < 5% |