HEARTLAND INDUSTRIAL GROUP, LLC

Adviser information for HEARTLAND INDUSTRIAL GROUP, LLC last updated from Form ADV on March 3rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-78443
SEC ERA File Number 802-78443
SEC CIK Numbers None
SEC CRD Numbers 161323
Legal Entity Identifier None

Principal Office

263 TRESSER BLVD, 9TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 203-327-1200, Fax: 203-327-1201

Chief Compliance Officer

DANIEL PLATT TREDWELL
MANAGING MEMBER
263 TRESSER BLVD, 9TH FLOOR
SAMFORD
CT
United States
Tel: 203-327-1200
Fax: 203-327-1201
(Full email address available in API data)

Industry Affiliates

HEARTLAND INDUSTRIAL ASSOCIATES L.L.C. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HEARTLAND INDUSTRIAL PARTNERS (C1), L.P. Private Equity Fund $0.0M $2.0M 2
HEARTLAND INDUSTRIAL PARTNERS (FF), L.P. Private Equity Fund $0.7M $2.0M 2
HEARTLAND INDUSTRIAL PARTNERS, L.P. Private Equity Fund $24.3M $2.0M 58
HIP SIDE-BY-SIDE PARTNERS, L.P. Private Equity Fund $1.0M $2.0M 2

Control Persons

Name Type Entity Title Since Ownership
TREDWELL, DANIEL, PLATT Individual MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 09/1999 > 75%

No. Employees, Historic

0002020202120222023202420250 on 2/18/20200 on 2/18/20210 on 1/14/20220 on 2/18/20220 on 2/22/20230 on 3/3/2024