PRUDENCE INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Adviser information for PRUDENCE INVESTMENT MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-78444 |
|---|---|
| SEC ERA File Number | 802-78444 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167624 |
| Legal Entity Identifier | 549300VP00MZ3MBIIH98 |
Principal Office
SUITE 504-505, BANK OF AMERICA TOWER12 HARCOURT ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM
Tel: 852-3189-2800, Fax: 852-3189-2867
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| PRUDENCE ASSET MANAGEMENT PTE. LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PRUDENCE US MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRUDENCE ENHANCED INCOME MASTER FUND | Hedge Fund | $740.2M | $1.0M | 148 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIU, QIAN | Individual | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | SHAREHOLDER OF PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | 09/2014 | > 75% |
| CHEN, YIWEN | Individual | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | SHAREHOLDER OF PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | 09/2014 | 25-50% |
| CHAN, MAN FUNG | Individual | – | DIRECTOR | 12/2014 | < 5% |
| PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | Foreign Entity | PRUDENCE FINANCIAL GROUP | SHAREHOLDER OF PRUDENCE FINANCIAL GROUP | 09/2017 | > 75% |
| LI, TIANTIAN | Individual | – | CHIEF OPERATING OFFICER | 01/2018 | < 5% |
| TAN, SHUYUE | Individual | – | DIRECTOR | 09/2019 | < 5% |
| PRUDENCE FINANCIAL GROUP | Foreign Entity | – | SHAREHOLDER OF PRUDENCE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | 08/2019 | > 75% |
| MA, HOI KEI | Individual | – | CHIEF FINANCIAL OFFICER | 07/2021 | < 5% |