HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED
Adviser information for HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-78642 |
|---|---|
| SEC ERA File Number | 802-78642 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168684 |
| Legal Entity Identifier | 549300UF7BYC77B8W379 |
Principal Office
150 CHEAPSIDELONDON
United Kingdom
Monday - Friday, 9AM - 5PM GMT
Tel: +44 2077020888, Fax: None
Chief Compliance Officer
DAVE FITZHARRIS
150 CHEAPSIDE
LONDON
United Kingdom
Tel:
+442076808079
Fax:
+442077029452
D**************@******************M
(Full email address available in API data)
Industry Affiliates
| FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES JAPAN LTD | Other investment adviser, including financial planners |
| FEDERATED INTERNATIONAL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FEDERATED INVESTMENT COUNSELING | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | Other investment adviser, including financial planners |
| FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| FEDERATED SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES GPE (SINGAPORE) PTE. LIMITED | Other investment adviser, including financial planners |
| HERMES GPE (USA) INC | Other investment adviser, including financial planners |
| HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HERMES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NUSSEIBEH, SAKER, ANWAR | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER | 06/2009 | < 5% |
| FEDERATED HERMES LIMITED | Foreign Entity | – | SHAREHOLDER | 02/1995 | > 75% |
| Kennedy, Ian, Marshall | Individual | – | DIRECTOR, CHIEF OPERATING OFFICER | 09/2015 | < 5% |
| Taylor, Christopher, Mark | Individual | – | DIRECTOR | 06/2017 | < 5% |
| MURRAY, EOIN, ANGUS | Individual | – | DIRECTOR | 07/2016 | < 5% |
| FEDERATED HOLDINGS (UK) II LIMITED | Foreign Entity | FEDERATED HERMES LIMITED | SHAREHOLDER | 08/2021 | > 75% |
| FEDERATED INTERNATIONAL HOLDINGS B.V. | Foreign Entity | FEDERATED HOLDINGS (UK) II LIMITED | SHAREHOLDER | 07/2018 | > 75% |
| FII HOLDINGS INC | Domestic Entity | FEDERATED INTERNATIONAL HOLDINGS B.V. | SHAREHOLDER | 12/1998 | > 75% |
| FEDERATED HERMES INC | Domestic Entity | FII HOLDINGS INC | SHAREHOLDER | 03/1983 | > 75% |
| DULSKI, GREGORY, PHILIP | Individual | – | DIRECTOR | 01/2023 | < 5% |
| FITZHARRIS, DAVID, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |