APPIAN CAPITAL ADVISORY LLP
Adviser information for APPIAN CAPITAL ADVISORY LLP last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-78765 |
|---|---|
| SEC ERA File Number | 802-78765 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169511 |
| Legal Entity Identifier | 213800SI8MPIAWWGKG71 |
Principal Office
5TH FLOOR, 45 PALL MALLLONDON
United Kingdom
Monday - Friday, 09.00 - 18.00
Tel: 442070040951, Fax: None
Chief Compliance Officer
WINTA JARVIS
GENERAL COUNSEL
5TH FLOOR, 45 PALL MALL
LONDON
United Kingdom
Tel:
442031791656
W******@************************M
(Full email address available in API data)
Industry Affiliates
| APPIAN NATURAL RESOURCES FUND GP II LTD | Sponsor, GP, manager of pooled investment vehicles |
| APPIAN NATURAL RESOURCES FUND GP III LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| APPIAN NATURAL RESOURCES FUND GP L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| APPIAN NATURAL RESOURCES (UST) FUND II L.P. | Private Equity Fund | $191.7M | $0.3M | 27 |
| APPIAN NATURAL RESOURCES (UST) FUND III L.P. | Private Equity Fund | $99.4M | $0.3M | 55 |
| APPIAN NATURAL RESOURCES (UST) FUND LP | Private Equity Fund | $70.5M | $0.3M | 13 |
| APPIAN NATURAL RESOURCES FUND (HG-AIV) L.P. | Private Equity Fund | $0.2M | $0.3M | 6 |
| APPIAN NATURAL RESOURCES FUND (NV) L.P. | Private Equity Fund | $163.9M | $0.3M | 7 |
| APPIAN NATURAL RESOURCES FUND II LP | Private Equity Fund | $172.2M | $0.3M | 30 |
| APPIAN NATURAL RESOURCES FUND III L.P. | Private Equity Fund | $137.4M | $0.3M | 27 |
| APPIAN NATURAL RESOURCES FUND L.P. | Private Equity Fund | $488.3M | $0.3M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHERB, MICHAEL | Individual | – | FOUNDER AND CEO | 12/2011 | < 5% |
| KAELIN, GUILLERMO | Individual | – | MANAGING PARTNER | 07/2018 | < 5% |
| ACAL CAPITAL ADVISORY LTD | Foreign Entity | – | SHAREHOLDER | 07/2018 | > 75% |
| SCHERB, MICHAEL | Individual | CHERRY STREET LIMITED | SHAREHOLDER | 11/2018 | > 75% |
| CHERRY STREET LIMITED | Foreign Entity | ACAL CAPITAL ADVISORY LTD | SHAREHOLDER | 04/2019 | > 75% |
| JARVIS, WINTA | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 09/2019 | < 5% |
| STARK ADVISORY SERVICES LLC | Foreign Entity | ACAL CAPITAL ADVISORY LTD | SHAREHOLDER | 01/2021 | |
| PINTO, MONICA, PEREIRA | Individual | – | CHIEF FINANCIAL OFFICER | 05/2021 | < 5% |
| KAELIN, GUILLERMO | Individual | STARK ADVISORY SERVICES LLC | SHAREHOLDER | 07/2018 | > 75% |