ROTHENBERG VENTURES LLC
Adviser information for ROTHENBERG VENTURES LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-78849 |
|---|---|
| SEC ERA File Number | 802-78849 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169646 |
| Legal Entity Identifier | None |
Principal Office
414 CONNECTICUT STREETSAN FRANCISCO
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 415-574-0775, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| EPPLER LEGAL, INC. | Lawyer or law firm |
| JEFFERSON R. EPPLER | Lawyer or law firm |
| ROTHENBERG VENTURES 2016 FEEDER FUND GP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROTHENBERG OPPORTUNITY-3 MATTERPORT LLC | Venture Capital Fund | $0.0M | $0.0M | 62 |
| ROTHENBERG OPPORTUNITY-4 GUSTO LLC | Venture Capital Fund | $1.1M | $0.0M | 5 |
| ROTHENBERG OPPORTUNITY-A APARTMENT LIST LLC | Venture Capital Fund | $0.4M | $0.0M | 2 |
| ROTHENBERG OPPORTUNITY-B CHUBBIES LLC | Venture Capital Fund | $0.0M | $0.1M | 63 |
| ROTHENBERG OPPORTUNITY-C CHAT SPORTS LLC | Venture Capital Fund | $0.0M | $0.0M | 62 |
| ROTHENBERG OPPORTUNITY-F FRIENDEMIC LLC | Venture Capital Fund | $0.0M | $0.0M | 11 |
| ROTHENBERG OPPORTUNITY-G GOVX LLC | Venture Capital Fund | $0.0M | $0.0M | 62 |
| ROTHENBERG VENTURES 2013 FUND, LLC | Venture Capital Fund | $2.7M | $0.2M | 62 |
| ROTHENBERG VENTURES 2014 FUND, LLC | Venture Capital Fund | $15.8M | $0.2M | 95 |
| ROTHENBERG VENTURES 2015 FUND, LLC | Venture Capital Fund | $7.8M | $0.1M | 65 |
| ROTHENBERG VENTURES 2016 ACCREDITED FUND LP | Venture Capital Fund | $0.2M | $0.1M | 1 |
| ROTHENBERG VENTURES 2016 FUND-A, LP | Venture Capital Fund | $2.4M | $1.0M | 1 |
| ROTHENBERG VENTURES 2016 FUND, LP | Venture Capital Fund | $8.8M | $1.0M | 22 |
| ROTHENBERG VENTURES CO-FUND 1, LLC | Venture Capital Fund | $0.0M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Eppler, Jefferson, Robert | Individual | – | MANAGER AND TRUSTEE | 10/2018 | < 5% |
| Robinson, Burke, Edward | Individual | – | MANAGER | 09/2018 | < 5% |
| MICHAEL B ROTHENBERG IRREVOCABLE TRUST | Domestic Entity | – | MEMBERSHIP INTEREST HOLDER | 10/2018 | > 75% |