TOR INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Adviser information for TOR INVESTMENT MANAGEMENT (HONG KONG) LIMITED last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-79032 |
|---|---|
| SEC ERA File Number | 802-79032 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168762 |
| Legal Entity Identifier | 549300YQ4QQD45WA5869 |
Principal Office
19/F HENLEY BUILDING 5 QUEENS ROAD CENTRALHONG KONG
Hong Kong
Monday - Friday, 9AM - 6PM HKT
Tel: +852 3698 9000, Fax: +852 3698 9010
Chief Compliance Officer
NoneIndustry Affiliates
| TACF INSTITUTIONAL CREDIT FUND GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| TACOF GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TACOF II GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TACOF III GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TCP (TACO II) LP | Sponsor, GP, manager of pooled investment vehicles |
| TCP (TACO III) LP | Sponsor, GP, manager of pooled investment vehicles |
| TCP II LP | Sponsor, GP, manager of pooled investment vehicles |
| TCP INSTITUTIONAL CREDIT LP | Sponsor, GP, manager of pooled investment vehicles |
| TOR ASIA CREDIT FUND GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| TOR CAPITAL PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TOR INVESTMENT MANAGEMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TACF INSTITUTIONAL CREDIT MASTER FUND LP | CLOSED-END FUND | $335.1M | $82.8M | 1 |
| TOR ASIA CREDIT MASTER FUND LP | Hedge Fund | $804.6M | $1.0M | 41 |
| TOR ASIA CREDIT OPPORTUNITY MASTER FUND II LP | CLOSED-END FUND | $423.4M | $5.0M | 33 |
| TOR ASIA CREDIT OPPORTUNITY MASTER FUND III LP | CLOSED-END FUND | $289.5M | $5.0M | 24 |
| TOR ASIA CREDIT OPPORTUNITY MASTER FUND LP | CLOSED-END FUND | $165.0M | $10.0M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDSPARR, PATRIK, LENNART | Individual | – | CO-FOUNDER & CHIEF INVESTMENT OFFICER | 08/2012 | < 5% |
| TOR INVESTMENT MANAGEMENT, L.P. | Foreign Entity | – | OWNER | 08/2012 | > 75% |
| SWEENEY, JAMES, G | Individual | – | CHIEF OPERATING OFFICER | 08/2012 | < 5% |
| EDSPARR, PATRIK, LENNART | Individual | TOR INVESTMENT MANAGEMENT GP, LLC | MEMBER | 07/2012 | 50-75% |
| TOR INVESTMENT MANAGEMENT GP, LLC | Domestic Entity | TOR INVESTMENT MANAGEMENT, L.P. | GENERAL PARTNER | 07/2012 | |
| CBAM LLC | Domestic Entity | TOR INVESTMENT MANAGEMENT, L.P. | LIMITED PARTNER | 12/2012 | 25-50% |
| INTERTRUST TRUSTEE 2 (JERSEY) LIMITED | Foreign Entity | THE PLE 1 TRUST | TRUSTEE | 05/2020 | |
| PLE 1 LIMITED | Foreign Entity | TOR INVESTMENT MANAGEMENT, L.P. | LIMITED PARTNER | 05/2013 | 50-75% |
| THE PLE 1 TRUST | Foreign Entity | PLE 1 LIMITED | SHAREHOLDER | 05/2013 | > 75% |
| MIKOSH, CHRISTOPHER, LOUIS | Individual | – | CO-FOUNDER & PORTFOLIO MANAGER | 08/2012 | < 5% |
| MIKOSH, CHRISTOPHER, LOUIS | Individual | TOR INVESTMENT MANAGEMENT GP, LLC | MEMBER | 07/2012 | 25-50% |
| MIKOSH, CHRISTOPHER, LOUIS | Individual | CBAM LLC | MEMBER | 12/2012 | > 75% |