SWANCAP INVESTMENT MANAGEMENT SA
Adviser information for SWANCAP INVESTMENT MANAGEMENT SA last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79104 |
|---|---|
| SEC ERA File Number | 802-79104 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170204 |
| Legal Entity Identifier | None |
Principal Office
5, RUE HEIENHAFFSENNINGERBERG
Luxembourg
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 352 28480043, Fax: None
Websites
Chief Compliance Officer
GUGLIELMO KATTE KLITSCHE DE LA GRANGE
LEGAL AND COMPLIANCE OFFICER
5, RUE HEIENHAFF
SENNINGERBERG
Luxembourg
Tel:
352 28480043-315
Fax:
352 28480043-318
G*******************@*********U
(Full email address available in API data)
Industry Affiliates
| SWANCAP GP II S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SWANCAP GP III S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SWANCAP GP IV S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SWANCAP GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SWANCAP GP V S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SWANCAP PARTNERS GMBH | Other investment adviser, including financial planners |
| SWANCAP PMF GP S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRIVATE EQUITY CO-INVESTMENT OPPORTUNITIES FUND IV SCS | Private Equity Fund | $466.7M | $1.0M | 32 |
| PRIVATE EQUITY CO-INVESTMENT OPPORTUNITIES FUND VI SCS | Private Equity Fund | $273.7M | $1.0M | 37 |
| PRIVATE EQUITY OPPORTUNITIES FUND I SCS-SIF | Private Equity Fund | $204.7M | $5.0M | 21 |
| PRIVATE EQUITY OPPORTUNITIES FUND II SCS-SIF | Private Equity Fund | $253.9M | $5.0M | 22 |
| PRIVATE EQUITY OPPORTUNITIES FUND III SCS | Private Equity Fund | $572.0M | $5.0M | 30 |
| PRIVATE EQUITY OPPORTUNITIES FUND V SCS | Private Equity Fund | $479.1M | $1.5M | 52 |
| PRIVATE MARKETS FUND SCSP-SIF | Private Equity Fund | $389.6M | $5.0M | 1 |
| SCP-ZN FCP-FIAR | Private Equity Fund | $143.4M | $1.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANSFELDT, CLAUS | Individual | – | DIRECTOR | 11/2013 | < 5% |
| MILLIONI, ANDREA | Individual | – | DIRECTOR | 11/2013 | < 5% |
| KREITMEIER, FLORIAN | Individual | SWAN TEAM KG1 | OWNER | 03/2017 | 50-75% |
| SWANCAP PARTNERS GMBH | Foreign Entity | – | OWNER | 02/2017 | > 75% |
| SWAN TEAM KG1 | Foreign Entity | SWANCAP PARTNERS GMBH | OWNER | 11/2013 | 50-75% |
| SWANCAP PARTNERS BETEILIGUNGSVERWALTUNGS GMBH | Foreign Entity | SWAN TEAM KG1 | OWNER | 11/2013 | |
| BUZZI FERRARIS, CESARE | Individual | – | DIRECTOR | 05/2015 | < 5% |
| Pfister, Wolfgang, Rudolf | Individual | SWAN TEAM KG1 | OWNER | 03/2017 | 25-50% |
| ASF ARENA L.P. | Domestic Entity | SWANCAP PARTNERS GMBH | OWNER | 04/2019 | 25-50% |
| KONRAD, VEIT | Individual | – | DIRECTOR | 08/2020 | < 5% |
| WOLGANG, PFISTER | Individual | – | DIRECTOR | 08/2020 | < 5% |