SATURN MANAGEMENT LLC
Adviser information for SATURN MANAGEMENT LLC last updated from Form ADV on May 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 802-79171 |
|---|---|
| SEC ERA File Number | 802-79171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163637 |
| Legal Entity Identifier | None |
Principal Office
501 1ST AVE NSUITE 901
ST. PETERSBURG
FL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 617-574-3330, Fax: None
Websites
Chief Compliance Officer
EDWARD A. LAFFERTY
CHIEF FINANCIAL OFFICER
501 1ST AVE N
SUITE 901
ST. PETERSBURG
FL
United States
Tel:
(617) 574-3330
E********@*******************M
(Full email address available in API data)
Industry Affiliates
| SATURN CAPITAL, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SATURN PARTNERS II LLC | Sponsor, GP, manager of pooled investment vehicles |
| SATURN PARTNERS III LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPLP I OPPORTUNITY LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPLP III OPPORTUNITY LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPLP IV OPPORTUNITY LLC | Sponsor, GP, manager of pooled investment vehicles |
| THIRD POLE INVESTORS SPV LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DEXCO INVESTORS SPV I, LLC | Venture Capital Fund | $18.1M | $0.1M | 40 |
| DEXCO INVESTORS SPV II, LLC | Venture Capital Fund | $4.8M | $0.1M | 39 |
| SATURN PARTNERS LIMITED PARTNERSHIP II | Venture Capital Fund | $11.4M | $0.1M | 42 |
| SATURN PARTNERS LIMITED PARTNERSHIP III | Venture Capital Fund | $49.7M | $0.1M | 97 |
| SPLP I OPPORTUNITY LP | Venture Capital Fund | $13.1M | $0.0M | 32 |
| SPLP III OPPORTUNITY LP | Venture Capital Fund | $7.9M | $0.0M | 66 |
| THIRD POLE INVESTORS SPV LLC | Venture Capital Fund | $5.4M | $0.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCORMICK, JEFFREY, SCOTT | Individual | – | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 07/2000 | > 75% |
| LAFFERTY, EDWARD, ALEXANDER | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2001 | < 5% |