SWAY VENTURES MANAGEMENT LLC
Adviser information for SWAY VENTURES MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79192 |
|---|---|
| SEC ERA File Number | 802-79192 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170302 |
| Legal Entity Identifier | None |
Principal Office
1268 PROSPECT STLA JOLLA
CA
United States
Monday - Friday, 8:30 - 5:00
Tel: 858-964-5122, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| AITV ADDEPAR SPV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AITV IOT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AITV LOGISTICS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AITV MOCANA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AITV SCOUT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES CYBER II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES FINTECH GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES INFRASTRUCTURE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES IOT PLATFORM II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND IX GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND VI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND VIII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND X GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XIII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XIV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XVI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES OPPORTUNITY FUND XVII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES PROPTECH GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAY VENTURES SMART ENTERPRISE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACCELERATE-IT VENTURES FUND I, L.P. | Venture Capital Fund | $141.7M | $0.0M | 117 |
| AITV ADDEPAR SPV, L.P. | Venture Capital Fund | $16.3M | $0.3M | 3 |
| AITV IOT I, LP | Venture Capital Fund | $1.3M | $0.1M | 6 |
| AITV MOCANA, LP | Venture Capital Fund | $1.7M | $0.0M | 23 |
| AITV SCOUT FUND I, L.P. | Venture Capital Fund | $5.1M | $0.1M | 22 |
| SWAY VENTURES CYBER II, LP | Venture Capital Fund | $1.7M | $0.0M | 7 |
| SWAY VENTURES FINTECH FUND I, LP | Venture Capital Fund | $3.3M | $0.1M | 4 |
| SWAY VENTURES FUND II (CAYMAN), LP | Venture Capital Fund | $87.0M | $0.0M | 19 |
| SWAY VENTURES FUND II, LP | Venture Capital Fund | $90.5M | $0.1M | 61 |
| SWAY VENTURES FUND III, L.P. | Venture Capital Fund | $116.6M | $0.1M | 42 |
| SWAY VENTURES INFRASTRUCTURE, LP | Venture Capital Fund | $2.7M | $0.1M | 8 |
| SWAY VENTURES IOT PLATFORM II, LP | Venture Capital Fund | $0.4M | $0.1M | 5 |
| SWAY VENTURES LOGISTICS II, LP | Venture Capital Fund | $0.1M | $0.2M | 3 |
| SWAY VENTURES OPPORTUNITY FUND I, LP | Venture Capital Fund | $3.5M | $0.0M | 5 |
| SWAY VENTURES OPPORTUNITY FUND IX, LP | Venture Capital Fund | $1.4M | $0.0M | 8 |
| SWAY VENTURES OPPORTUNITY FUND VI, LP | Venture Capital Fund | $0.3M | $0.0M | 2 |
| SWAY VENTURES OPPORTUNITY FUND VIII, LP | Venture Capital Fund | $35.9M | $0.0M | 41 |
| SWAY VENTURES OPPORTUNITY FUND X, LP | Venture Capital Fund | $5.0M | $0.0M | 18 |
| SWAY VENTURES OPPORTUNITY FUND XI, LP | Venture Capital Fund | $3.2M | $0.0M | 5 |
| SWAY VENTURES OPPORTUNITY FUND XII, LP | Venture Capital Fund | $2.8M | $0.0M | 3 |
| SWAY VENTURES OPPORTUNITY FUND XIII, LP | Venture Capital Fund | $26.3M | $0.0M | 38 |
| SWAY VENTURES OPPORTUNITY FUND XIV, LP | Venture Capital Fund | $2.7M | $0.0M | 6 |
| SWAY VENTURES OPPORTUNITY FUND XIX, LP | Venture Capital Fund | $2.3M | $0.0M | 10 |
| SWAY VENTURES OPPORTUNITY FUND XV, LP | Venture Capital Fund | $8.8M | $0.0M | 2 |
| SWAY VENTURES OPPORTUNITY FUND XVI, LP | Venture Capital Fund | $2.2M | $0.0M | 3 |
| SWAY VENTURES OPPORTUNITY FUND XVII, LP | Venture Capital Fund | $2.3M | $0.0M | 4 |
| SWAY VENTURES OPPORTUNITY FUND XVIII, LP | Venture Capital Fund | $2.1M | $0.0M | 6 |
| SWAY VENTURES OPPORTUNITY FUND XX, LP | Venture Capital Fund | $2.2M | $0.0M | 6 |
| SWAY VENTURES OPPORTUNITY FUND XXI, LP | Venture Capital Fund | $1.0M | $0.0M | 9 |
| SWAY VENTURES OPPORTUNITY FUND XXII, LP | Venture Capital Fund | $1.8M | $0.0M | 13 |
| SWAY VENTURES PROPTECH FUND I, L.P. | Venture Capital Fund | $6.4M | $0.1M | 12 |
| SWAY VENTURES SMART ENTERPRISE II, LP | Venture Capital Fund | $12.2M | $0.0M | 9 |
| SWAY VENTURES SMART ENTERPRISE, LP | Venture Capital Fund | $12.5M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NUGENT, BRIAN, T | Individual | – | MANAGING MEMBER | 04/2013 | < 5% |
| THE TYLER GROUP, LLC | Domestic Entity | – | OWNER | 01/2016 | 50-75% |
| TYLER INVESTMENT TRUST | Domestic Entity | THE TYLER GROUP, LLC | MANAGING MEMBER | 11/2013 | |
| LAGUNA CAPITAL LLC | Domestic Entity | – | OWNER | 01/2020 | 50-75% |
| EMERALD BAY TRUST | Domestic Entity | LAGUNA CAPITAL LLC | MEMBER | 05/2017 | > 75% |
| OSGOOD, DAVID, ALAN | Individual | LAGUNA CAPITAL LLC | MANAGER | 05/2017 |