CULTIVATION CAPITAL, LLC
Adviser information for CULTIVATION CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79225 |
|---|---|
| SEC ERA File Number | 802-79225 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168734 |
| Legal Entity Identifier | None |
Principal Office
1100 CORPORATE SQUARE DRIVESUITE 212
ST. LOUIS
MO
United States
Monday - Friday, 9:00 A.M. THRU 5:00 P.M.
Tel: 314-216-2051, Fax: N/A
Chief Compliance Officer
MARTHA GALLAGHER
GENERAL COUNSEL & CCO
911 WASHINGTON AVE
SUITE 801
ST. LOUIS
MO
United States
Tel:
314-216-2051
M*********@*********************M
(Full email address available in API data)
Industry Affiliates
| MANAGING ENTITY OF CULTIVATION CAPITAL GEOSPATIAL TECH FUND I, LP | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF CULTIVATION CAPITAL LIFE SCIENCES FUND II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF CULTIVATION CAPITAL LIFE SCIENCES FUND, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF CULTIVATION CAPITAL TECH FUND II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF CULTIVATION CAPITAL TECH FUND III, LP | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF CULTIVATION CAPITAL TECH FUND IV, L.P | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF CULTIVATION TWAIN SEED FUND II, LP | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF HEALTHCARE INNOVATION FUND, LP | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF MISSOURI FOUNDERS TECHNOLOGY FUND, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF PROSPER STARTUP ACCELERATOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF YIELD LAB GLOBAL OPPORTUNITY FUND, LP | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF YIELD LAB II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANAGING ENTITY OF YIELD LAB, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CULTIVATION CAPITAL GEOSPATIAL TECH FUND I, LP | Venture Capital Fund | $22.9M | $0.3M | 25 |
| CULTIVATION CAPITAL LIFE SCIENCES FUND II, LLC | Venture Capital Fund | $19.2M | $0.1M | 54 |
| CULTIVATION CAPITAL LIFE SCIENCES FUND, LLC | Venture Capital Fund | $16.0M | $0.0M | 81 |
| CULTIVATION CAPITAL TECH FUND II, LLC | Venture Capital Fund | $32.5M | $0.0M | 94 |
| CULTIVATION CAPITAL TECH FUND III, LP | Venture Capital Fund | $74.4M | $0.3M | 90 |
| CULTIVATION CAPITAL TECH FUND IV, L.P. | Venture Capital Fund | $60.4M | $0.3M | 84 |
| CULTIVATION TWAIN SEED FUND II, LP | Venture Capital Fund | $12.8M | $0.3M | 41 |
| HEALTHCARE INNOVATION FUND, LP | Venture Capital Fund | $10.4M | $0.5M | 19 |
| MISSOURI FOUNDERS TECHNOLOGY FUND, LLC | Venture Capital Fund | $19.8M | $0.0M | 97 |
| PROSPER STARTUP ACCELERATOR, LLC | Venture Capital Fund | $2.9M | $0.0M | 37 |
| YIELD LAB GLOBAL OPPORTUNITY FUND, L.P. | Venture Capital Fund | $14.5M | $0.3M | 14 |
| YIELD LAB II, LLC | Venture Capital Fund | $2.5M | $0.0M | 24 |
| YIELD LAB, LLC | Venture Capital Fund | $2.9M | $0.0M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MATTHEWS, BRIAN, L. | Individual | – | MEMBER AND MANAGER OF CULTIVATION CAPITAL, LLC | 06/2013 | 10-25% |
| ESPARRAGO, PETER, P. | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 06/2013 | 10-25% |
| HOLEKAMP, CLIFFORD, K. | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 06/2013 | 10-25% |
| WELBORN, KYLE, M. | Individual | – | MEMBER AND MANAGER OF CULTIVATION CAPITAL, LLC | 06/2013 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF CCMFT MANAGER, LLC | 06/2013 | > 75% |
| DANFORTH, CHRISTOPHER, B. | Individual | – | MEMBER OF CCLS MANAGER, LLC | 10/2013 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | – | MANAGER OF CCMFT MANAGER, LLC | 06/2013 | < 5% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF CCLS MANAGER, LLC | 10/2013 | 10-25% |
| SCHMIDT, WILLIAM, R. | Individual | – | MEMBER AND MANAGER OF CCLS MANAGER, LLC | 10/2013 | 10-25% |
| RYAN, RICK, L. | Individual | – | MEMBER OF CCLS MANAGER, LLC | 10/2013 | 10-25% |
| SMOLLER, DAVID, A. | Individual | – | MEMBER OF CCLS MANAGER, LLC | 10/2013 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, THE CONTROLLING MEMBER OF CCMFT MANAGER, LLC | 06/2013 | |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF CCLS MANAGER, LLC | 10/2013 | |
| HOLEKAMP, CLIFFORD, K. | Individual | – | MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | 10-25% |
| HOLTON, RICHARD, C. | Individual | – | MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | – | MEMBER AND MANAGER OF TECH FUND II MANAGER, LLC | 11/2014 | 10-25% |
| JOHN D. TRUE REVOCABLE LIVING TRUST | Domestic Entity | – | MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | 10-25% |
| STERN FAMILY 2012 TRUST | Domestic Entity | – | MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | 10-25% |
| BARRY O. SANDWEISS REVOCABLE TRUST | Domestic Entity | – | MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | 25-50% |
| AQUATERRA CAPITAL LLC | Domestic Entity | – | MEMBER AND MANAGER OF YIELD LAB MANAGER, LLC | 10/2014 | 10-25% |
| JEFFREY PETERSON LIVING TRUST | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER, LLC | 10/2014 | 10-25% |
| THOMAS J. ADAMITIS LIVING TRUST | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER, LLC | 10/2014 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | |
| TRUE, JOHN, D. | Individual | JOHN D. TRUE REVOCABLE LIVING TRUST | TRUSTEE OF THE JOHN D. TRUE REVOCABLE LIVING TRUST | 11/2014 | |
| CULTIVATION CAPITAL LIFE SCIENCES FUND, LLC | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER, LLC | 10/2014 | 5-10% |
| STERN, TIMOTHY, CHARLES | Individual | STERN FAMILY 2012 TRUST | TRUSTEE OF THE STERN FAMILY 2012 TRUST | 06/2012 | |
| STERN, TIMOTHY, CHARLES | Individual | BARRY O. SANDWEISS REVOCABLE TRUST | TRUSTEE OF THE BARRY O. SANDWEISS REVOCABLE TRUST | 06/2012 | |
| CCLS MANAGER, LLC | Domestic Entity | CULTIVATION CAPITAL LIFE SCIENCES FUND, LLC | MANAGER OF CULTIVATION CAPITAL LIFE SCIENCES FUND, LLC, A MEMBER OF YIELD LAB MANAGER, LLC | 10/2013 | |
| SIMONS, THAD, W. | Individual | AQUATERRA CAPITAL LLC | MANAGER OF AQUATERRA CAPITAL, LLC | 10/2014 | |
| PETERSON, JEFFREY, E. | Individual | JEFFREY PETERSON LIVING TRUST | TRUSTEE OF THE JEFFREY PETERSON LIVING TRUST | 10/2014 | |
| ADAMITIS, THOMAS, J | Individual | THOMAS J. ADAMITIS LIVING TRUST | TRUSTEE OF THE THOMAS J. ADAMITIS LIVING TRUST | 10/2014 | |
| GENTRY, WILLIAM, H. | Individual | WILLIAM H GENTRY REVOCABLE TRUST | TRUSTEE OF THE WILLIAM H GENTRY REVOCABLE TRUST | 09/2013 | |
| H. DEAN VANDEKAMP REV. TRUST | Domestic Entity | – | MEMBER OF CCLS MANAGER, LLC | 10/2013 | 10-25% |
| SCHMIDT, WILLIAM, R. | Individual | – | MEMBER AND MANAGER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | 10-25% |
| SMOLLER, DAVID, A. | Individual | – | MEMBER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | 10-25% |
| RYAN, RICK, L. | Individual | – | MEMBER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | 10-25% |
| SANDAGE, BOBBY, W. | Individual | – | MEMBER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | |
| MYERS, MICHELLE, V. | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 01/2018 | 10-25% |
| SCHMIDT, WILLIAM, R. | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 01/2018 | 10-25% |
| BRIAN L CLEVINGER AND VICKI A CLEVINGER REVOCABLE TRUST | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER, LLC | 08/2017 | 10-25% |
| AIXBIO CONSULTING, LLC | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER, LLC | 08/2017 | 10-25% |
| DANFORTH, CHRISTOPHER, B. | Individual | – | MEMBER OF YIELD LAB MANAGER, LLC | 10/2014 | 5-10% |
| PLUMMER, MATTHEW, M. | Individual | – | MEMBER OF YIELD LAB MANAGER, LLC | 08/2017 | 5-10% |
| CLARK, MAXINE, K. | Individual | – | MEMBER AND MANAGER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 10-25% |
| EHLEN, JENNIFER, D. | Individual | – | MEMBER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 5-10% |
| FINLEY, PETER, S. | Individual | – | MEMBER AND MANAGER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 10-25% |
| GENTRY, WILLIAM, H. | Individual | – | MEMBER AND MANAGER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 10-25% |
| GORMAN, MARY JO | Individual | – | MEMBER AND MANAGER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 10-25% |
| MATTHEWS, CAROL, D. | Individual | – | MEMBER AND MANAGER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 10-25% |
| PROSPER CAPITAL, LLC | Domestic Entity | – | MEMBER OF PROSPER STARTUP ACCELERATOR MANAGER, LLC | 12/2014 | 10-25% |
| THOMAS J. ADAMITIS LIVING TRUST | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER II, LLC | 12/2017 | 10-25% |
| AIXBIO CONSULTING, LLC | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER II, LLC | 12/2017 | 10-25% |
| BROWN, SHERRI, M. | Individual | – | MANAGING DIRECTOR OF YIELD LAB MANAGER II, LLC | 12/2017 | < 5% |
| PINKSTON, PATRICK, E. | Individual | – | MANAGING DIRECTOR OF YIELD LAB MANAGER II, LLC | 12/2017 | < 5% |
| DANFORTH, CHRISTOPHER, B. | Individual | – | MEMBER OF YIELD LAB MANAGER II, LLC | 12/2017 | 10-25% |
| PLUMMER, MATTHEW, M. | Individual | – | MEMBER OF YIELD LAB MANAGER II, LLC | 12/2017 | 5-10% |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF CCLS MANAGER, LLC | 01/2018 | |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | 10-25% |
| WELBORN, KYLE, M. | Individual | – | MEMBER AND MANAGING DIRECTOR OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | 10-25% |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, THE CONTROLLING MEMBER OF CCMFT MANAGER, LLC | 01/2018 | |
| VANDEKAMP, HILBERT, D. | Individual | H. DEAN VANDEKAMP REV. TRUST | TRUSTEE OF H. DEAN VANDEKAMP REV. TRUST | 10/2013 | |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF TECH FUND II MANAGER, LLC | 11/2014 | |
| CLEVINGER, BRIAN, L | Individual | BRIAN L CLEVINGER AND VICKI A CLEVINGER REVOCABLE TRUST | TRUSTEE OF BRIAN L CLEVINGER AND VICKI A CLEVINGER REVOCABLE TRUST | 08/2017 | |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2017 | |
| NORDGREN, ROBERT, M. | Individual | AIXBIO CONSULTING, LLC | MANAGER OF AIXBIO CONSULTING, LLC | 08/2017 | |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | |
| GORMAN, MARY JO | Individual | PROSPER CAPITAL, LLC | MANAGER OF PROSPER CAPITAL, LLC, A MEMBER OF PROSPER STARTUP ACCELERATOR, LLC | 12/2014 | |
| CLARK, MAXINE, K. | Individual | PROSPER CAPITAL, LLC | MANAGER OF PROSPER CAPITAL, LLC, A MEMBER OF PROSPER STARTUP ACCELERATOR, LLC | 12/2014 | |
| FINLEY, PETER, S. | Individual | PROSPER CAPITAL, LLC | MANAGER OF PROSPER CAPITAL, LLC, A MEMBER OF PROSPER STARTUP ACCELERATOR, LLC | 12/2014 | |
| MATTHEWS, CAROL, D. | Individual | PROSPER CAPITAL, LLC | MANAGER OF PROSPER CAPITAL, LLC, A MEMBER OF PROSPER STARTUP ACCELERATOR, LLC | 12/2014 | |
| EHLEN, JENNIFER, D. | Individual | PROSPER CAPITAL, LLC | MANAGER OF PROSPER CAPITAL, LLC, A MEMBER OF PROSPER STARTUP ACCELERATOR, LLC | 12/2014 | |
| DENNISON, DREW, OCONNOR | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 03/2019 | 10-25% |
| TOBIN, JAMES, P. | Individual | – | MEMBER AND MANAGING DIRECTOR OF YIELD LAB MANAGER II, LLC | 03/2019 | 10-25% |
| SIMONS, THAD, W. | Individual | – | MEMBER AND MANAGING DIRECTOR OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | 10-25% |
| CLEVINGER, BRIAN, L | Individual | – | MEMBER AND MANAGING DIRECTOR OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | 10-25% |
| FERREIRA HOLDINGS, LLC | Domestic Entity | – | MEMBER OF YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 03/2019 | 5-10% |
| MATTHEWS, BRIAN, L. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| HOLEKAMP, CLIFFORD, K. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| WOOD, HEATHER, L. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| TRUE, JOHN, D. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| SANDWEISS, BARRY, OWEN | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| STERN, TIMOTHY, CHARLES | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF TECH FUND III GP, LLC | 08/2018 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF TECH FUND III GP, LLC | 08/2018 | |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF TECH FUND III GP, LLC | 08/2018 | |
| PACHECO HOLDINGS, LLC | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CULTIVATION CAPITAL, LLC | 02/2018 | 10-25% |
| HOLEKAMP, CLIFFORD, K. | Individual | PACHECO HOLDINGS, LLC | MANAGER OF PACHECO HOLDINGS, LLC | 02/2018 | |
| DENNISON, DREW, OCONNOR | Individual | THE DREW O'CONNOR DENNISON IRREVOCABLE INVESTMENT TRUST DATED DECEMBER 31, 2019 | TRUSTEE OF THE DREW O'CONNOR DENNISON IRREVOCABLE INVESTMENT TRUST DATED DECEMBER 31, 2019 | 01/2021 | |
| PACHECO HOLDINGS, LLC | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND II MANAGER, LLC | 02/2018 | 10-25% |
| PACHECO HOLDINGS, LLC | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND III GP, LLC | 08/2018 | 10-25% |
| HEATHER LYNN WOOD REVOCABLE TRUST DTD 9/21/00 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND III GP, LLC | 08/2018 | 10-25% |
| WOOD, HEATHER, L. | Individual | HEATHER LYNN WOOD REVOCABLE TRUST DTD 9/21/00 | TRUSTEE OF HEATHER LYNN WOOD REVOCABLE TRUST DTD 9/21/00 | 08/2018 | |
| JOHN D. TRUE REVOCABLE TRUST U/A/D 2/26/04 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND III GP, LLC | 08/2018 | 10-25% |
| BARRY O. SANDWEISS REVOCABLE TRUST | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND III GP, LLC | 08/2018 | 10-25% |
| TIMOTHY C. STERN REVOCABLE TRUST | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND III GP, LLC | 08/2018 | 10-25% |
| SIMONS FAMILY 2006 LP | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN YIELD LAB GLOBAL OPPORTUNITY GP, LLC | 12/2017 | 10-25% |
| SIMONS, THAD, W. | Individual | SIMONS FAMILY 2006 LP | MANAGER OF SIMONS FAMILY 2006 LP | 12/2017 | |
| FERREIRA, JUAN, A. | Individual | FERREIRA HOLDINGS, LLC | MANAGER OF FERREIRA HOLDINGS, LLC | 12/2017 | |
| THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND II MANAGER, LLC | 01/2020 | 10-25% |
| THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND III GP, LLC | 01/2020 | 10-25% |
| THE REVOCABLE LIVING TRUST OF WILLIAM R. SCHMIDT | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CULTIVATION CAPITAL LIFE SCIENCES FUND II MANAGER, LLC | 01/2020 | 10-25% |
| THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CULTIVATION CAPITAL, LLC | 01/2020 | 10-25% |
| THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN PROSPER STARTUP ACCELERATOR MANAGER, LLC | 01/2020 | 10-25% |
| THE REVOCABLE LIVING TRUST OF WILLIAM R. SCHMIDT | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CCLS MANAGER, LLC | 01/2020 | 10-25% |
| THE REVOCABLE LIVING TRUST OF WILLIAM R. SCHMIDT | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CULTIVATION CAPITAL, LLC | 01/2020 | 10-25% |
| SCHMIDT, WILLIAM, R. | Individual | THE REVOCABLE LIVING TRUST OF WILLIAM R. SCHMIDT | TRUSTEE OF THE REVOCABLE LIVING TRUST OF WILLIAM R. SCHMIDT | 01/2020 | |
| MATTHEWS, BRIAN, L. | Individual | THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | TRUSTEE OF THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | 01/2020 | |
| MATTHEWS, CAROL, D. | Individual | THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | TRUSTEE OF THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | 01/2020 | |
| THE DREW O'CONNOR DENNISON IRREVOCABLE INVESTMENT TRUST DATED DECEMBER 31, 2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CULTIVATION CAPITAL, LLC | 01/2021 | 10-25% |
| SCHMIDT, WILLIAM, R. | Individual | – | MEMBER AND MANAGING DIRECTOR OF HEALTHCARE INNOVATION GP, LLC | 01/2021 | 10-25% |
| THE REVOCABLE LIVING TRUST OF WILLIAM R. SCHMIDT | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN HEALTHCARE INNOVATION GP, LLC | 01/2021 | 10-25% |
| HOFFMAN, ELISE, MILLER | Individual | – | MEMBER AND MANAGING DIRECTOR OF HEALTHCARE INNOVATION GP, LLC | 01/2021 | 10-25% |
| TRUE, JOHN, D. | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 04/2020 | 10-25% |
| JOHN D. TRUE REVOCABLE TRUST U/A/D 2/26/04 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN CULTIVATION CAPITAL, LLC | 04/2020 | 10-25% |
| Bakken, Mark | Individual | – | MEMBER AND MANAGING DIRECTOR OF HEALTHCARE INNOVATION GP, LLC | 01/2021 | 10-25% |
| TRUE, JOHN, D. | Individual | – | MEMBER AND MANAGING DIRECTOR OF GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 10-25% |
| JOHN D. TRUE REVOCABLE LIVING TRUST | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | – | MEMBER AND MANAGING DIRECTOR OF GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 10-25% |
| THE MATTHEWS LIVING TRUST, U/A DATED JANUARY 29, 2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 10-25% |
| DEARING, ANDREW, R. | Individual | – | MEMBER AND MANAGING DIRECTOR OF GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF HEALTHCARE INNOVATION GP, LLC | 01/2021 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF HEALTHCARE INNOVATION GP, LLC | 01/2021 | |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF HEALTHCARE INNOVATION GP, LLC | 01/2021 | |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | |
| WELBORN, KYLE, M. | Individual | – | MANAGER OF CCMFT MANAGER, LLC | 06/2013 | < 5% |
| SHERRI M. BROWN, LLC | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER II, LLC | 12/2017 | 10-25% |
| PATRICK E. PINKSTON REVOCABLE TRUST | Domestic Entity | – | MEMBER OF YIELD LAB MANAGER II, LLC | 12/2017 | 10-25% |
| THE JAMES P. TOBIN REVOCABLE LIVING TRUST, DATED 9/30/1993 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN YIELD LAB MANAGER II, LLC | 12/2020 | 10-25% |
| NORDGREN, ROBERT, M. | Individual | – | MANAGING DIRECTOR OF YIELD LAB MANAGER II, LLC | 12/2017 | < 5% |
| BROWN, SHERRI, M. | Individual | SHERRI M. BROWN, LLC | MANAGER OF SHERRI M. BROWN, LLC | 12/2017 | |
| TOBIN, JAMES, P. | Individual | THE JAMES P. TOBIN REVOCABLE LIVING TRUST, DATED 9/30/1993 | TRUSTEE OF THE JAMES P. TOBIN REVOCABLE LIVING TRUST, DATED 9/30/1993 | 12/2020 | |
| THE MATTHEWS LIVING TRUST U/A DATED 01/29/2019 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| PACHECO HOLDINGS, LLC | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| HEATHER LYNN WOOD REVOCABLE TRUST DTD 09/21/00 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| JOHN D. TRUE REVOCABLE TRUST U/A/D 2/26/04 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| BARRY O. SANDWEISS REVOCABLE TRUST DTD 11/08/2005 | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| TIMOTHY C. STERN REVOCABLE TRUST | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| PAUL F. WEBER REVOCABLE TRUST | Domestic Entity | – | HOLDER OF AN ECONOMIC INTEREST IN TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF TECH FUND IV GP, LLC | 02/2022 | |
| Meier, Paul | Individual | – | HOLDER OF AN ECONOMIC INTEREST IN GEOSPATIAL TECH FUND I GP, LLC | 11/2021 | 5-10% |
| CULTIVATION CAPITAL, LLC | Domestic Entity | – | MEMBER OF CULTIVATION TWAIN SEED FUND II GP, LLC | 07/2021 | 50-75% |
| TWAIN FINANCIAL PARTNERS HOLDING, LLC | Domestic Entity | – | MEMBER OF CULTIVATION TWAIN SEED FUND II GP, LLC | 07/2021 | 50-75% |
| HIRSHMAN, MARC | Individual | TWAIN FINANCIAL PARTNERS HOLDING, LLC | MANAGER OF TWAIN FINANCIAL PARTNERS HOLDING, LLC, A MEMBER OF CULTIVATION TWAIN SEED FUND II GP, LLC | 07/2021 | |
| BADLER, MATT | Individual | TWAIN FINANCIAL PARTNERS HOLDING, LLC | MANAGER OF TWAIN FINANCIAL PARTNERS HOLDING, LLC, A MEMBER OF CULTIVATION TWAIN SEED FUND II GP, LLC | 07/2021 | |
| ARCHIPELAGO CAPITAL, INC. | Foreign Entity | – | HOLDER OF AN ECONOMIC INTEREST IN GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | 5-10% |
| MUILENBERG, DENNIS | Individual | – | HOLDER OF AN ECONOMIC INTEREST IN GEOSPATIAL TECH FUND I GP, LLC | 08/2021 | 5-10% |
| Cadell, Will | Individual | ARCHIPELAGO CAPITAL, INC. | MANAGER OF ARCHIPELAGO CAPITAL, INC., A HOLDER OF AN ECONOMIC INTEREST IN GEOSPATIAL TECH FUND I GP, LLC | 05/2021 | |
| KERNS, KYLE, WENDAL | Individual | – | CHIEF FINANCIAL OFFICER | 07/2019 | < 5% |
| Gallagher, Martha, Jane | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
| Kavanaugh, James, Patrick | Individual | – | MEMBER OF CULTIVATION CAPITAL, LLC | 02/2023 | 10-25% |
| MATTHEWS, BRIAN, L. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| HOLEKAMP, CLIFFORD, K. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| WOOD, HEATHER, L. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| TRUE, JOHN, D. | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| SANDWEISS, BARRY, OWEN | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| STERN, TIMOTHY, CHARLES | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| Weber, Paul | Individual | – | MEMBER AND MANAGING DIRECTOR OF TECH FUND IV GP, LLC | 02/2022 | 10-25% |
| WELBORN, KYLE, M. | Individual | CULTIVATION CAPITAL, LLC | MANAGER OF CULTIVATION CAPITAL, LLC, A MEMBER OF TECH FUND IV GP, LLC | 02/2022 | |
| Fritz, Jonathan | Individual | – | MEMBER AND MANAGING DIRECTOR OF HEALTHCARE INNOVATION GP, LLC | 07/2023 | 10-25% |