AAVIN EQUITY ADVISORS, LLC
Adviser information for AAVIN EQUITY ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Iowa, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-79349 |
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SEC ERA File Number | 802-79349 |
SEC CIK Numbers | None |
SEC CRD Numbers | 170599 |
Legal Entity Identifier | None |
Principal Office
1245 1ST AVE SECEDAR RAPIDS
IA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 319-247-1072, Fax: None
Websites
Chief Compliance Officer
JAMES D. THORP
EXECUTIVE MANAGER
1245 1ST AVE SE
CEDAR RAPIDS
IA
United States
Tel:
319-247-1072
J*****@********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
AAVIN CAPITAL III LP | MEZZANINE FUND | $21.3M | $0.3M | 30 |
AAVIN EQUITY PARTNERS II, LP | Private Equity Fund | $29.8M | $0.1M | 1 |
AAVIN MEZZANINE FUND, LP | Private Equity Fund | $76.6M | $0.1M | 52 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KOLLN, THIES, OTTO | Individual | – | MANAGER | 10/2005 | < 5% |
THORP, JAMES, DAVID | Individual | – | OWNER/EXECUTIVE MANAGER | 01/2000 | > 75% |
HENDER, ERIC, MARSHALL | Individual | – | MANAGER | 01/2000 | < 5% |
RHINES, PAUL, DWIGHT | Individual | – | MANAGER | 01/2000 | < 5% |
SCHRODER, DAVID, RICHARD | Individual | – | MANAGER | 01/2015 | < 5% |
MULLANE, KEVIN, FRANCIS | Individual | – | MANAGER | 01/2015 | < 5% |
Gross, Dan | Individual | – | MANAGER | 08/2022 | < 5% |