LINEAGE CAPITAL, LLC
Adviser information for LINEAGE CAPITAL, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79458 |
|---|---|
| SEC ERA File Number | 802-79458 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163020 |
| Legal Entity Identifier | None |
Principal Office
399 BOYLSTON STREET, SUITE 450BOSTON
MA
United States
Monday - Friday, 9AM - 6PM
Tel: 617-778-0660, Fax: None
Websites
Chief Compliance Officer
GRETCHEN VALLANTE
CHIEF FINANCIAL OFFICER
399 BOYLSTON STREET, SUITE 450
BOSTON
MA
United States
Tel:
617-778-0667
G*******@*************M
(Full email address available in API data)
Industry Affiliates
| LINEAGE PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LINEAGE PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LINEAGE PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LINEAGE CAPITAL FUND I LIQUIDATING TRUST | LIQUIDATING TRUST | $0.4M | $0.1M | 23 |
| LINEAGE CAPITAL II, L.P. | SBIC | $178.1M | $0.2M | 26 |
| LINEAGE CAPITAL III, L.P. | SBIC | $76.3M | $0.1M | 37 |
| LINEAGE INVESTORS II, LLC | Private Equity Fund | $1.2M | $0.0M | 6 |
| LINEAGE INVESTORS III, LLC | Private Equity Fund | $1.1M | $0.0M | 9 |
| LINEAGE TEXAS CO-INVEST, L.P. | Private Equity Fund | $0.0M | $2.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKER, THOMAS, BROOK | Individual | – | MANAGER | 04/2003 | 25-50% |
| SULLIVAN, MARK, ELIA | Individual | – | MANAGER | 04/2003 | 25-50% |
| MCKINLEY, WILLIAM, JOHN | Individual | – | MANAGER | 04/2003 | 25-50% |
| VALLANTE, GRETCHEN, DUMONT | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2004 | < 5% |