ARKKAN CAPITAL MANAGEMENT LIMITED
Adviser information for ARKKAN CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-79493 |
|---|---|
| SEC ERA File Number | 802-79493 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170968 |
| Legal Entity Identifier | 549300HHQG8IYCRK9V29 |
Principal Office
23 FLOOR8 QUEEN'S ROAD CENTRAL
CENTRAL
Hong Kong
Monday - Friday, 830AM TO 600PM
Tel: 852-3468-8470, Fax: 852-3425-4255
Websites
Chief Compliance Officer
KATHERINE ABRAT
COO
23 FLOOR
8 QUEEN'S ROAD CENTRAL
CENTRAL
Hong Kong
Tel:
852-3468-8470
Fax:
852-3425-4255
K**************@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARKKAN CHINA REAL ESTATE FUND SP | LOANS AND BONDS | $171.9M | $10.0M | 20 |
| ARKKAN OPPORTUNITIES FUND LTD. | Hedge Fund | $1,150.9M | $10.0M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, JASON, MATTHEW | Individual | – | CEO | 09/2013 | > 75% |
| ARKKAN INVESTMENT MANAGEMENT LIMITED | Foreign Entity | – | HOLDING COMPANY OF INVESTMENT MANAGER (ARKKAN CAPITAL MANAGEMENT LIMITED) | 09/2013 | > 75% |
| BROWN, JASON, MATTHEW | Individual | ARKKAN INVESTMENT MANAGEMENT LIMITED | OWNER AND INDIRECT OWNER AND CONTROLLER OF ARKKAN CAPITAL MANAGEMENT LIMITED | 09/2013 | > 75% |
| Abrat, Katherine | Individual | – | COO | 04/2018 | < 5% |