FALCONHEAD CAPITAL, LLC
Adviser information for FALCONHEAD CAPITAL, LLC last updated from Form ADV on January 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79510 |
|---|---|
| SEC ERA File Number | 802-79510 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157386 |
| Legal Entity Identifier | None |
Principal Office
222 LAKEVIEW AVE.SUITE 1630
WEST PALM BEACH
FL
United States
Monday - Friday, 9:00 AM - 5:30 PM
Tel: 212-634-3304, Fax: 917-546-2394
Websites
Chief Compliance Officer
DAVID GUBBAY
PARTNER
222 LAKEVIEW AVE.
SUITE 1630
WEST PALM BEACH
FL
United States
Tel:
(212) 634-3304
Fax:
917-546-2394
D*********@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COFFEE HOLDINGS ADD-ON, LLC | Private Equity Fund | $32.0M | $0.0M | 28 |
| FALCONHEAD CAPITAL PARTNERS II (PIV), L.P. | Private Equity Fund | $1.4M | $0.0M | 19 |
| FALCONHEAD CAPITAL PARTNERS II, L.P. | Private Equity Fund | $86.9M | $0.0M | 44 |
| FALCONHEAD MULTI-FLOW INVESTORS, LLC | Private Equity Fund | $0.0M | $0.0M | 37 |
| FALCONHEAD OUTDOOR HOLDINGS, LLC | Private Equity Fund | $4.0M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOROSS, DAVID, SIMON | Individual | – | CHIEF EXECUTIVE OFFICER | 02/1998 | > 75% |
| GUBBAY, DAVID | Individual | – | CCO | 04/2014 | < 5% |