HIGHCAPE PARTNERS MANAGEMENT, L.P.
HIGHCAPE CAPITAL, L.P. Legal Name
Adviser information for HIGHCAPE PARTNERS MANAGEMENT, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79517 |
|---|---|
| SEC ERA File Number | 802-79517 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170971 |
| Legal Entity Identifier | None |
Principal Office
36 CHURCH LANEWESTPORT
CT
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 646-793-3510, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| HIGHCAPE PARTNERS GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| HIGHCAPE PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIGHCAPE ALPHINA CO-INVEST I, LLC | Venture Capital Fund | $0.8M | $0.0M | 6 |
| HIGHCAPE CO-INVESTMENT VEHICLE I, LLC | Venture Capital Fund | $1.0M | $0.0M | 2 |
| HIGHCAPE CO-INVESTMENT VEHICLE II, LLC | Venture Capital Fund | $0.5M | $0.0M | 3 |
| HIGHCAPE PARTNERS II, LP | Venture Capital Fund | $1.4M | $0.0M | 9 |
| HIGHCAPE PARTNERS QP II, LP | Venture Capital Fund | $68.3M | $0.0M | 49 |
| HIGHCAPE PARTNERS QP, L.P. | Venture Capital Fund | $10.0M | $0.0M | 70 |
| HIGHCAPE PARTNERS, L.P. | Venture Capital Fund | $0.2M | $0.0M | 10 |
| HIGHCAPE SPECIAL OPPORTUNITIES 1-A, LLC | Venture Capital Fund | $2.0M | $0.0M | 2 |
| HIGHCAPE SPECIAL OPPORTUNITIES 1-B, LLC | Venture Capital Fund | $2.0M | $0.0M | 6 |
| HIGHCAPE SPECIAL OPPORTUNITIES 2-A, LLC | Venture Capital Fund | $2.0M | $0.0M | 3 |
| HIGHCAPE SPECIAL OPPORTUNITIES 2-B, LLC | Venture Capital Fund | $2.0M | $0.0M | 5 |
| HIGHCAPE SPECIAL OPPORTUNITIES 3-A, LLC | Venture Capital Fund | $1.6M | $0.0M | 3 |
| HIGHCAPE SPECIAL OPPORTUNITIES 3-B, LLC | Venture Capital Fund | $2.0M | $0.0M | 6 |
| HIGHCAPE SPECIAL OPPORTUNITIES 4-A, LLC | Venture Capital Fund | $4.4M | $0.0M | 2 |
| HIGHCAPE SPECIAL OPPORTUNITIES 4-B, LLC | Venture Capital Fund | $3.9M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIGHCAPE CAPITAL, LLC | Domestic Entity | – | GENERAL PARTNER OF HIGHCAPE CAPITAL, L.P. | 11/2013 | < 5% |
| RAKIN, KEVIN, LANCE | Individual | HIGHCAPE CAPITAL, LLC | MANAGING MEMBER OF HIGHCAPE CAPITAL, LLC | 11/2013 | 50-75% |
| ZUGA, WILLIAM, MATTHEW | Individual | HIGHCAPE CAPITAL, LLC | MANAGING MEMBER OF HIGHCAPE CAPITAL, LLC | 11/2013 | 50-75% |
| ZUGA, WILLIAM, MATTHEW | Individual | – | LIMITED PARTNER OF HIGHCAPE CAPITAL, L.P. | 11/2013 | 25-50% |
| RAKIN, KEVIN, LANCE | Individual | – | LIMITED PARTNER OF HIGHCAPE CAPITAL, L.P. | 11/2013 | 25-50% |