INITIALIZED CAPITAL MANAGEMENT, LLC
Adviser information for INITIALIZED CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79735 |
|---|---|
| SEC ERA File Number | 802-79735 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170329 |
| Legal Entity Identifier | N/A |
Principal Office
464 TEHAMA STREETSAN FRANCISCO
CA
United States
Monday - Friday, 10:00-5:00
Tel: 415-523-0988, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| INITIALIZED ANNEX GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED CAPITAL GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED EP SPV MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED ROBIN FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED SUPERCLASS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED SUPERCLASS ISS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| INITIALIZED VI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INITIALIZED ANNEX ASSOCIATES L.P. | Venture Capital Fund | $6.4M | $0.0M | 23 |
| INITIALIZED ANNEX L.P. | Venture Capital Fund | $145.6M | $0.0M | 35 |
| INITIALIZED CAPITAL SPECIAL OPPORTUNITIES FUND I, L. P. | Venture Capital Fund | $15.0M | $0.0M | 36 |
| INITIALIZED CBH SPV LLC | Venture Capital Fund | $13.1M | $0.0M | 5 |
| INITIALIZED EP SPV, LLC | Venture Capital Fund | $5.4M | $0.0M | 18 |
| INITIALIZED FG SPV LLC | Venture Capital Fund | $22.7M | $0.0M | 1 |
| INITIALIZED IC SPV, LLC | Venture Capital Fund | $2.6M | $0.0M | 10 |
| INITIALIZED II, L.P. | Venture Capital Fund | $134.8M | $0.0M | 41 |
| INITIALIZED III L.P. | Venture Capital Fund | $1,121.1M | $0.0M | 68 |
| INITIALIZED IV ASSOCIATES L.P. | Venture Capital Fund | $20.9M | $0.0M | 55 |
| INITIALIZED IV L.P. | Venture Capital Fund | $632.3M | $0.0M | 40 |
| INITIALIZED PA SPV LLC | Venture Capital Fund | $15.4M | $0.0M | 2 |
| INITIALIZED PAT SPV LLC | Venture Capital Fund | $3.4M | $0.0M | 8 |
| INITIALIZED ROBIN FUND, LP | Venture Capital Fund | $11.1M | $5.1M | 1 |
| INITIALIZED ROBIN HBF SPV LLC | Venture Capital Fund | $22.4M | $0.0M | 1 |
| INITIALIZED SUPERCLASS II L.P. | Venture Capital Fund | $51.3M | $0.0M | 24 |
| INITIALIZED SUPERCLASS ISS L.P. | Venture Capital Fund | $224.4M | $0.0M | 24 |
| INITIALIZED TP SPV LLC | Venture Capital Fund | $2.5M | $0.0M | 8 |
| INITIALIZED V ASSOCIATES L.P. | Venture Capital Fund | $9.1M | $0.0M | 49 |
| INITIALIZED V L.P. | Venture Capital Fund | $211.6M | $0.0M | 39 |
| INITIALIZED VI ASSOCIATES L.P. | Venture Capital Fund | $3.5M | $0.0M | 2 |
| INITIALIZED VI L.P. | Venture Capital Fund | $188.2M | $0.0M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Luk, Marinda | Individual | – | CHIEF FINANCIAL OFFICER | 10/2018 | < 5% |
| Wolf, Jennifer | Individual | – | MANAGING MEMBER | 01/2023 | 50-75% |
| Miller, Livingston | Individual | – | GENERAL COUNSEL | 05/2021 | < 5% |
| Gibson, Brett | Individual | – | MANAGING MEMBER | 01/2023 | 50-75% |