CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED
Adviser information for CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED last updated from Form ADV on June 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79778 |
|---|---|
| SEC ERA File Number | 802-79778 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171572 |
| Legal Entity Identifier | 254900KNT9RYIIPYD544 |
Principal Office
9/F, FAR EAST FINANCE CENTRE16 HARCOURT ROAD
ADMIRALTY
Hong Kong
Monday - Friday, 09:00 - 18:00
Tel: 852-2528 9882, Fax: 852-2529 0177
Chief Compliance Officer
YE SHENGLI
HEAD OF RISK MANAGEMENT, LEGAL & COMPLIANCE DEPARTMENT
46/F FAR EAST FINANCE CENTRE
16 HARCOURT ROAD
ADMIRALTY
Hong Kong
Tel:
852-2530 8220
Fax:
852-2529 0177
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHINA EVERBRIGHT HOLDINGS COMPANY LIMITED | Foreign Entity | CHINA EVERBRIGHT LIMITED | SHAREHOLDER OF CHINA EVERBRIGHT LIMITED | 11/1994 | 25-50% |
| CHINA EVERBRIGHT ASSETS MANAGEMENT HOLDING LIMITED | Foreign Entity | – | SHAREHOLDER OF CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | 08/1990 | > 75% |
| CHINA EVERBRIGHT LIMITED | Foreign Entity | CHINA EVERBRIGHT ASSETS MANAGEMENT HOLDING LIMITED | SHAREHOLDER OF CHINA ASSETS MANAGEMENT HOLDING LIMITED | 06/2010 | > 75% |
| SO, Hiu Pang | Individual | – | DIRECTOR OF CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | 11/2021 | < 5% |
| WANG, HONGYANG | Individual | – | DIRECTOR OF CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | 12/2021 | < 5% |
| YIN, YANWU | Individual | – | DIRECTOR OF CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | 06/2021 | < 5% |
| LI, PAK WANG DANIEL | Individual | – | DIRECTOR OF CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | 05/2022 | < 5% |