ADVENT PARTNERS PTY LTD
Adviser information for ADVENT PARTNERS PTY LTD last updated from Form ADV on December 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-79953 |
|---|---|
| SEC ERA File Number | 802-79953 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171232 |
| Legal Entity Identifier | ACN 006 235 632 |
Principal Office
LEVEL 1740 CITY ROAD
SOUTHBANK
Australia
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: +61 3 96909566, Fax: +61 3 96909466
Chief Compliance Officer
NoneIndustry Affiliates
| ADVENT CI PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
| ADVENT GP MANAGEMENT PTY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ADVENT MANAGEMENT LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ADVENT PARTNERS 3 FUND GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AP I PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
| AP II PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
| AP III PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
| AP3 GP PTY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| APC GP PTY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| APC I PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
| APC II PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
| APC III PTY LTD | Other investment adviser, including financial plannersTrust companySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ADVENT 6 A TRUST | Private Equity Fund | $51.9M | $7.0M | 7 |
| ADVENT 6 B TRUST | Private Equity Fund | $25.8M | $7.0M | 2 |
| ADVENT 6 C TRUST | Private Equity Fund | $42.0M | $7.0M | 10 |
| ADVENT COMPASS CO-INVESTMENT FUND | Private Equity Fund | $31.8M | $0.0M | 6 |
| ADVENT MEDICI CO-INVEST FUND | Private Equity Fund | $15.2M | $0.0M | 2 |
| ADVENT PARTNERS 2 FUND, LP | Private Equity Fund | $210.1M | $11.5M | 25 |
| ADVENT PARTNERS 2 TRUST A | Private Equity Fund | $63.1M | $11.5M | 16 |
| ADVENT PARTNERS 2 TRUST B | Private Equity Fund | $91.9M | $11.5M | 8 |
| ADVENT PARTNERS 2 TRUST C | Private Equity Fund | $38.7M | $11.5M | 16 |
| ADVENT PARTNERS 3 FUND LP | Private Equity Fund | $264.3M | $1.4M | 46 |
| ADVENT TRIBE CO-INVESTMENT FUND | Private Equity Fund | $5.1M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MESV PTY LTD AS TRUSTEE FOR EADY VEGTER FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 09/2012 | 10-25% |
| MJK & CO PTY LTD AS TRUSTEE FOR JAGO BUSINESS TRUST | Foreign Entity | – | SHAREHOLDER | 09/2012 | 10-25% |
| TINROB PTY LTD | Foreign Entity | – | SHAREHOLDER | 09/2005 | 10-25% |
| RADCLIFFE-SMITH, ROBERT, JAMES | Individual | – | DIRECTOR | 12/2008 | < 5% |
| GREENCROFT PTY LTD | Foreign Entity | – | SHAREHOLDER | 07/2014 | 10-25% |
| Vegter, Symon, Hendrick | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Lynch, Bradley, John | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Jago, Mark, Kenneth | Individual | – | DIRECTOR | 01/2017 | < 5% |
| SEMRH PTY LTD ATF RHH & SEMH FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 06/2017 | 10-25% |
| HOOKE, ROBERT, HOBSON | Individual | – | DIRECTOR | 10/2018 | < 5% |
| Walshe, William | Individual | – | CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |