FALCON ONE, INC.

Adviser information for FALCON ONE, INC. last updated from Form ADV on September 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-80296
SEC ERA File Number 802-80296
SEC CIK Numbers None
SEC CRD Numbers 171951
Legal Entity Identifier None

Principal Office

400 WEST MAIN STREET
WYCKOFF
NJ
United States
Monday - Friday, 9AM - 5PM
Tel: 201-847-9010, Fax: 201-847-0591

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FALCON FAMILY, L.P. Hedge Fund $17.6M $0.0M 2

Control Persons

Name Type Entity Title Since Ownership
LEITNER, JAMES Individual PRESIDENT 12/1996 > 75%
BRENNAN, JANICE, MARIE Individual SECRETARY 04/2005 < 5%

No. Employees, Historic

0002019202020212022202320240 on 4/30/20190 on 4/30/20200 on 3/31/20210 on 5/5/20210 on 3/30/20220 on 5/9/20220 on 3/30/20230 on 9/21/2023