ROSETTA CAPITAL LIMITED
Adviser information for ROSETTA CAPITAL LIMITED last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-80322 |
|---|---|
| SEC ERA File Number | 802-80322 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168176 |
| Legal Entity Identifier | None |
Principal Office
RECTORY HOUSETHAME ROAD
HADDENHAM
United Kingdom
Monday - Friday, 9.00A.M. TO 5.00P.M
Tel: +441844290461, Fax: None
Chief Compliance Officer
SARAH LAIDLER
DIRECTOR OF FINANCE AND COMPLIANCE
RECTORY HOUSE
THAME ROAD
HADDENHAM
United Kingdom
Tel:
447912343358
S*@*****************M
(Full email address available in API data)
Industry Affiliates
| BML GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ROSETTA CAPITAL (CANADA) LTD | Sponsor, GP, manager of pooled investment vehicles |
| ROSETTA CAPITAL GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ROSETTA CAPITAL IV GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ROSETTA CAPITAL V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ROSETTA CAPITAL VI GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ROSETTA CAPITAL VII GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROSETTA CAPITAL I LP | Venture Capital Fund | $5.2M | $0.0M | 5 |
| ROSETTA CAPITAL IV LP | Venture Capital Fund | $58.4M | $0.0M | 9 |
| ROSETTA CAPITAL V LP | Venture Capital Fund | $29.0M | $0.0M | 3 |
| ROSETTA CAPITAL VI LP | Venture Capital Fund | $79.6M | $0.0M | 0 |
| ROSETTA CAPITAL VII LP | Venture Capital Fund | $40.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEPPLE, JONATHAN, PAUL | Individual | – | DIRECTOR | 02/2001 | 10-25% |
| FAGG, GRAHAM, ERIC | Individual | – | SHAREHOLDER | 09/2006 | 10-25% |
| GOESCH, TORSTEN, RUEDIGER | Individual | – | DIRECTOR | 03/2004 | 10-25% |
| FORER, MICHAEL | Individual | – | DIRECTOR | 02/2001 | 10-25% |
| Laidler, Sarah | Individual | – | FINANCE AND COMPLIANCE DIRECTOR | 01/2016 | < 5% |