GEM INVESTMENT ADVISORS, LLC
Adviser information for GEM INVESTMENT ADVISORS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-80328 |
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SEC ERA File Number | 802-80328 |
SEC CIK Numbers | None |
SEC CRD Numbers | 170780 |
Legal Entity Identifier | None |
Principal Office
92 CHESTER PLACEENGLEWOOD
NJ
United States
Monday - Friday, 9:00-5:00
Tel: 201-227-0907, Fax: 201-705-1959
Chief Compliance Officer
DANIEL LEWIS
92 CHESTER PLACE
ENGLEWOOD
NJ
United States
Tel:
2017051958
A*********@***********M
(Full email address available in API data)
Industry Affiliates
GEM ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
GEM PARTNERS, LP | Hedge Fund | $109.0M | $1.0M | 22 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LEWIS, DANIEL, MARC | Individual | – | MANAGING MEMBER OF GEM INVESTMENT ADVISORS, LLC | 12/1999 | > 75% |
LEWIS, DANIEL, MARC | Individual | – | MANAGING MEMBER OF GEM ASSET MANAGEMENT, LLC | 06/2005 | > 75% |