HSBC ALTERNATIVE INVESTMENTS LIMITED
Adviser information for HSBC ALTERNATIVE INVESTMENTS LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-80518 |
|---|---|
| SEC ERA File Number | 802-80518 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172486 |
| Legal Entity Identifier | 213800PGV33CF5QE2K87 |
Principal Office
LEVEL 288 CANADA SQUARE
LONDON
United Kingdom
Monday - Friday, 9 AM - 5 PM UK TIME
Tel: 44-20-7991-8888, Fax: None
Websites
Chief Compliance Officer
NATASHA CORK
LEVEL 28
8 CANADA SQUARE
LONDON
United Kingdom
Tel:
+44 020 7024 1024
N***********@*******M
(Full email address available in API data)
Industry Affiliates
| HANG SENG INSURANCE COMPANY LIMITED | Insurance company or agency |
| HSBC BANK MIDDLE EAST LIMITED | Banking or thrift institution |
| HSBC BANK PLC, GUERNSEY BRANCH | Banking or thrift institution |
| HSBC BANK USA NA | Banking or thrift institution |
| HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (FRANCE) | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| HSBC INSURANCE (SINGAPORE) PTE. LIMITED | Insurance company or agency |
| HSBC INVESTMENT BANK HOLDINGS LIMITED | Other investment adviser, including financial planners |
| HSBC INVESTMENT FUNDS (LUXEMBOURG) SA | Sponsor, GP, manager of pooled investment vehicles |
| HSBC LIFE (INTERNATIONAL) LTD | Insurance company or agency |
| HSBC LIFE (SINGAPORE) PTE. LTD | Insurance company or agency |
| HSBC MANAGEMENT (GUERNSEY) LIMITED | Other investment adviser, including financial planners |
| HSBC PRIVATE BANK (C.I.) LIMITED | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK (FRANCE) LIMITED | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK (LUXEMBOURG) SA | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK (SUISSE) SA | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK (UK) LIMITED | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK INTERNATIONAL | Banking or thrift institution |
| HSBC SECURITIES (JAPAN) LIMITED, TOKYO BRANCH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HSBC SECURITIES SERVICES (IRELAND) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HSBC SPECIALIST INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| HSBC TRINKAUS AND BURKHARDT AG | Other investment adviser, including financial plannersBanking or thrift institution |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | Banking or thrift institution |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED, HONGKONG OFFICE | Banking or thrift institution |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED, SINGAPORE BRANCH | Banking or thrift institution |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED, TOKYO BRANCH | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EUROPEAN REAL ESTATE OPPORTUNITY FUND | Real Estate Fund | $81.7M | $0.3M | 87 |
| PRIVATE EQUITY OPPORTUNITIES A LP | Private Equity Fund | $820.8M | $0.0M | 2 |
| PRIVATE EQUITY OPPORTUNITIES II LP | Private Equity Fund | $1,047.6M | $0.0M | 5 |
| PRIVATE EQUITY OPPORTUNITIES III LP | Private Equity Fund | $737.5M | $0.0M | 5 |
| SECONDARY CLUB DEAL II LP | Private Equity Fund | $30.7M | $1.0M | 61 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 12/2016 | > 75% |
| BARATON, XAVIER, FRANCOIS | Individual | – | DIRECTOR | 08/2016 | < 5% |
| STOKES, EDMUND, RICHARD | Individual | – | DIRECTOR | 07/2016 | < 5% |
| HSBC HOLDINGS PLC | Foreign Entity | HSBC GLOBAL ASSET MANAGEMENT LIMITED | HOLDING COMPANY | 01/2018 | > 75% |
| CORK, NATASHA | Individual | – | CHIEF COMPLIANCE OFFICER ASSET MANAGEMENT | 12/2016 | < 5% |
| Azpilicueta, Francisco, Borja | Individual | – | DIRECTOR | 03/2020 | < 5% |
| Beater, Jonathan | Individual | – | COMPANY SECRETARY | 12/2020 | < 5% |
| Benjamin, William, Anthony | Individual | – | DIRECTOR, CEO | 09/2021 | < 5% |
| Suchet, Sara, Myrle | Individual | – | CHIEF LEGAL OFFICER | 01/2022 | < 5% |
| Bana, Sajeda | Individual | – | CFO ALTERNATIVES AND AMEU | 03/2023 | < 5% |
| Raby, Laurence | Individual | – | DIRECTOR OF OPERATIONS, ALTERNATIVES | 11/2022 | < 5% |
| Christiani, Berit | Individual | – | DIRECTOR | 03/2023 | < 5% |