BARINGS AUSTRALIA PTY LTD
Adviser information for BARINGS AUSTRALIA PTY LTD last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-80559 |
|---|---|
| SEC ERA File Number | 802-80559 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169697 |
| Legal Entity Identifier | 549300MKZ00NWL5DZR13 |
Principal Office
LEVEL 1960 CASTLEREAGH STREET
SYDNEY
Australia
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 612-8272-5000, Fax: None
Websites
www.linkedin.com/showcase/barings-global-private-finance
www.youtube.com/@barings
www.linkedin.com/showcase/barings-real-estate
twitter.com/barings
www.barings.com
www.linkedin.com/company/barings
podcasts.apple.com/ug/podcast/streaming-income-a-podcast-from-barings/id1449496233
open.spotify.com/show/7wv1gjcqhcggxddmhbhrly
podcast.barings.com/public/75/streaming-income---a-podcast-from-barings-6f727a82
www.linkedin.com/company/barings-real-estate-australia/?viewasmember=true
www.youtube.com/@baringsrealestateaustralia
www.linkedin.com/company/gryphon-capital-investments-gci/
www.youtube.com/@gryphoncapitalinvestment7587
Chief Compliance Officer
SAM YU
HEAD OF COMPLIANCE, ASIA EX JAPAN
35TH FLOOR, GLOUCESTER TOWER
15 QUEENS
HONG KONG
Hong Kong
Tel:
85229733413
S*****@**********M
(Full email address available in API data)
Industry Affiliates
| BARING ASSET MANAGEMENT (ASIA) LIMITED | Other investment adviser, including financial planners |
| BARING ASSET MANAGEMENT (KOREA) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BARING ASSET MANAGEMENT SWITZERLAND S�RL | Banking or thrift institution |
| BARING FUND MANAGERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARING INTERNATIONAL INVESTMENT LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARING SICE (TAIWAN) LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARINGS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARINGS (U.K.) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARINGS AUSTRALIA ASSET MANAGEMENT PTY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BARINGS INVESTMENT MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARINGS JAPAN LIMITED | Other investment adviser, including financial planners |
| BARINGS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARINGS OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BARINGS REAL ESTATE ADVISERS INC. | Real estate broker or dealer |
| BARINGS SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BARINGS SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| C.M. LIFE INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
| GRYPHON CAPITAL INVESTMENTS PTY LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JEFFERIES FINANCE LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
| MASSMUTUAL TRUST COMPANY, FSB | Banking or thrift institutionTrust company |
| MML BAY STATE LIFE INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARINGS LLC | Domestic Entity | BARING ASSET MANAGEMENT (ASIA) HOLDINGS LIMITED | SOLE OWNER | 10/2009 | > 75% |
| MM ASSET MANAGEMENT HOLDING LLC | Domestic Entity | BARINGS LLC | SOLE MEMBER | 02/2012 | > 75% |
| MASSMUTUAL HOLDING LLC | Domestic Entity | MM ASSET MANAGEMENT HOLDING LLC | SOLE MEMBER | 01/2012 | > 75% |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | Domestic Entity | MASSMUTUAL HOLDING LLC | SOLE MEMBER | 07/2004 | > 75% |
| BARINGS AUSTRALIA HOLDING COMPANY PTY LTD | Foreign Entity | – | SOLE OWNER | 10/2009 | > 75% |
| HOUGH, AMANDA, JANE | Individual | – | SECRETARY | 10/2015 | < 5% |
| MILLIN, JONANTHON | Individual | – | DIRECTOR | 01/2016 | < 5% |
| BARING ASSET MANAGEMENT (ASIA) HOLDINGS LIMITED | Foreign Entity | BARINGS AUSTRALIA HOLDING COMPANY PTY LTD | SOLE MEMBER | 12/2017 | > 75% |
| BARINGS AUSTRALIA HOLDING COMPANY PTY LTD | Foreign Entity | BARING ASSET MANAGEMENT (ASIA) HOLDINGS LIMITED | SOLE MEMBER OF BARINGS AUSTRALIA HOLDING COMPANY PTY LTD | 06/2014 | > 75% |
| HOOLEY, JUSTIN, RYAN | Individual | – | DIRECTOR | 09/2022 | < 5% |
| Young, Fiona, Tin Yau | Individual | – | SECRETARY | 12/2021 | < 5% |
| ROBERTSON, DUNCAN, JEFFREY | Individual | – | DIRECTOR | 06/2018 | < 5% |