DOMINION FIDUCIARY SERVICES (MALTA) LIMITED
Adviser information for DOMINION FIDUCIARY SERVICES (MALTA) LIMITED last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Malta |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Trust company |
Identifiers
| SEC RIA File Number | 802-80622 |
|---|---|
| SEC ERA File Number | 802-80622 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173359 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 16, PORTOMASO BUSINESS TOWERST. JULIAN'S
Malta
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 356 2248 1900, Fax: None
Websites
Chief Compliance Officer
STEPHEN CUSCHIERI
EXECUTIVE DIRECTOR, COMPANY SECRETARY & MLRO
LEVEL 16, PORTOMASO BUSINESS TOWER
ST. JULIAN'S
Malta
Tel:
356 2248 1939
S**************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DOMINION EU RETIREMENT (US QUALIFIED) PLAN | FOREIGN GRANTOR TRUST | $1,030.4M | $5.0M | 71 |
| THIRD DOMINION MALTA RETIREMENT PLAN | PENSION FUND | $46.4M | $1.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOMINION FIDUCIARY HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 07/2009 | > 75% |
| SHEASBY, ROBERT | Individual | – | DIRECTOR | 03/2012 | < 5% |
| COOKE, BENJAMIN, NICHOLAS | Individual | DOMINION FIDUCIARY HOLDINGS LIMITED | BENEFICIAL OWNER | 07/2009 | > 75% |
| Butler, David, George | Individual | – | DIRECTOR (NON EXECUTIVE) | 07/2013 | < 5% |
| Cuschieri, Stephen | Individual | – | CHIEF COMPLIANCE OFFICER, MLRO, DIRECTOR, COMPANY SECRETARY OF THE COMPANY, CHAIRMAN | 11/2021 | < 5% |
| Camenzuli, Kristian | Individual | – | EXECUTIVE DIRECTOR | 10/2021 | < 5% |
| Grumley, Jonathan, James | Individual | – | DIRECTOR | 03/2023 | < 5% |