HSBC MANAGEMENT (GUERNSEY) LIMITED
Adviser information for HSBC MANAGEMENT (GUERNSEY) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-80648 |
|---|---|
| SEC ERA File Number | 802-80648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172522 |
| Legal Entity Identifier | None |
Principal Office
ARNOLD HOUSE, ST. JULIAN'S AVENUEST PETER PORT
Guernsey
Monday - Friday, 9 AM - 5 PM GMT
Tel: 44-1481-759373, Fax: 44-1481-759351
Chief Compliance Officer
STELLA FALLAIZE
ARNOLD HOUSE, ST. JULIAN'S AVENUE
ST PETER PORT
Guernsey
Tel:
44-1481-759365
S****************@*******M
(Full email address available in API data)
Industry Affiliates
| HSBC ALTERNATIVE INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| HSBC BANK MIDDLE EAST LIMITED | Banking or thrift institution |
| HSBC BANK PLC, GUERNSEY BRANCH | Banking or thrift institution |
| HSBC BANK USA NA | Banking or thrift institution |
| HSBC GLOBAL ASSET MANAGEMENT (JAPAN) K.K. | Other investment adviser, including financial planners |
| HSBC GLOBAL ASSET MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| HSBC INVESTMENT BANK HOLDINGS LIMITED | Other investment adviser, including financial planners |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| HSBC PRIVATE BANK (LUXEMBOURG) SA | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK (SUISSE) SA | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK (UK) LIMITED | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC PRIVATE BANK INTERNATIONAL | Banking or thrift institution |
| HSBC PRIVATE BANKING (C.I.), A DIVISION OF HSBC BANK PLC GUERNSEY BRANCH | Other investment adviser, including financial plannersBanking or thrift institution |
| HSBC SECURITIES (JAPAN) LIMITED, TOKYO BRANCH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HSBC SECURITIES SERVICES (IRELAND) DAC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HSBC SPECIALIST INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| HSBC TRINKAUS AND BURKHARDT AG | Other investment adviser, including financial plannersBanking or thrift institution |
| THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 12/2016 | > 75% |
| FALLAIZE, STELLA | Individual | – | CCO | 01/2005 | < 5% |
| Rouxel, Stephen, James | Individual | – | EXECUTIVE DIRECTOR | 06/2017 | < 5% |
| CORFIELD, ANTHONY, CHARLES | Individual | – | NON-EXECUTIVE DIRECTOR | 04/2016 | < 5% |
| HSBC HOLDINGS PLC | Foreign Entity | HSBC GLOBAL ASSET MANAGEMENT LIMITED | HOLDING COMPANY | 01/2018 | > 75% |
| Liddy, Jason, (NMN) | Individual | – | EXECUTIVE DIRECTOR | 06/2017 | < 5% |
| Torode, Melanie, Louise | Individual | – | NON-EXECUTIVE DIRECTOR | 12/2023 | < 5% |
| Godfrey, Christopher | Individual | – | NON-EXECUTIVE DIRECTOR | 06/2023 | < 5% |