AFTON CAPITAL MANAGEMENT

AFTON CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for AFTON CAPITAL MANAGEMENT last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location North Carolina, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-80906
SEC ERA File Number 802-80906
SEC CIK Numbers None
SEC CRD Numbers 159797
Legal Entity Identifier 549300TY58USQBFAA860

Principal Office

6805 CARNEGIE BOULEVARD
SUITE 215
CHARLOTTE
NC
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 704-333-3110, Fax: 704-643-2010

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AFTON LP Hedge Fund $42.5M $1.0M 18

Control Persons

Name Type Entity Title Since Ownership
MONK, ALBERT, COY Individual MANAGING MEMBER 01/2004 > 75%

No. Employees, Historic

000202020212022202320240 on 3/27/20200 on 1/13/20210 on 3/28/20220 on 3/27/2023