UPRISING MANAGEMENT, LLC
Adviser information for UPRISING MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-80971 |
|---|---|
| SEC ERA File Number | 802-80971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174730 |
| Legal Entity Identifier | None |
Principal Office
548 MARKET STREET PMB 54639SAN FRANCISCO
CA
United States
Monday - Friday, 9AM-5PM
Tel: 415-890-2917, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| THE SPACE BETWEEN LLC | Other investment adviser, including financial planners |
| UPRISING INVESTORS (GP1), LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPRISING INVESTORS OPPORTUNITY (GP1), LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| B00L LLC | Venture Capital Fund | $0.1M | $0.0M | 37 |
| CARE IN HEALTHCARE LLC | Venture Capital Fund | $404.2M | $0.0M | 66 |
| CARE IN HEALTHCARE TWO LLC | Venture Capital Fund | $85.5M | $0.0M | 66 |
| CARING IN HEALTHCARE LLC | Venture Capital Fund | $286.1M | $0.0M | 2 |
| CARING IN HEALTHCARE TWO LLC | Venture Capital Fund | $200.0M | $0.0M | 2 |
| CHANGE.ORG GROWTH LLC | Venture Capital Fund | $0.1M | $0.0M | 22 |
| HEALTHY KVL, LLC | Venture Capital Fund | $58.4M | $0.0M | 92 |
| HEALTHY STA LLC | Venture Capital Fund | $16.5M | $0.0M | 33 |
| HEALTHY XYZ, LLC | Venture Capital Fund | $7.0M | $0.0M | 52 |
| LEFT VENTRICLE LLC | Venture Capital Fund | $0.6M | $0.0M | 13 |
| PEERIX INV LLC | Venture Capital Fund | $0.1M | $0.0M | 11 |
| SPV VE, A SERIES OF THE UPRISING FAMILY LLC | Venture Capital Fund | $1.0M | $0.0M | 23 |
| UPRISING EMPOWERMENT I, LLC | Venture Capital Fund | $0.6M | $0.0M | 39 |
| UPRISING FUND I EXTENSION, LP | Venture Capital Fund | $3.2M | $0.0M | 18 |
| UPRISING HEALTH, LLC | Venture Capital Fund | $167.0M | $0.0M | 51 |
| UPRISING INVESTORS FUND I, L.P. | Venture Capital Fund | $130.7M | $0.1M | 38 |
| UPRISING LTSE, LLC | Venture Capital Fund | $3.6M | $0.0M | 14 |
| UPRISING OPPORTUNITY FUND I, L.P. | Venture Capital Fund | $85.9M | $0.1M | 7 |
| UPRISING SPV IV LLC | Venture Capital Fund | $0.5M | $0.0M | 9 |
| UPRISING SPV V LLC | Venture Capital Fund | $3.1M | $0.0M | 19 |
| UPRISING SPV VI LLC | Venture Capital Fund | $0.1M | $0.0M | 27 |
| UPRISING SPV X LLC | Venture Capital Fund | $4.1M | $0.0M | 48 |
| UPRISING VIRTA, LLC | Venture Capital Fund | $27.7M | $0.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAM, ANDY, JENCHIECH | Individual | – | MEMBER, UPRISING MANAGEMENT, LLC | 07/2013 | 25-50% |
| VERJEE, TABREEZ, SULEMAN | Individual | – | MEMBER, UPRISING MANAGEMENT, LLC | 07/2013 | 25-50% |
| KHAN, SAAD, A | Individual | – | MEMBER, UPRISING MANAGEMENT, LLC | 07/2013 | 25-50% |
| LAM, ANDY, JENCHIECH | Individual | – | MEMBER, UPRISING INVESTORS (GP1), LLC | 04/2015 | 25-50% |
| VERJEE, TABREEZ, SULEMAN | Individual | – | MEMBER, UPRISING INVESTORS (GP1), LLC | 04/2015 | 25-50% |
| KHAN, SAAD, A | Individual | – | MEMBER, UPRISING INVESTORS (GP1), LLC | 04/2015 | 25-50% |
| LAM, ANDY, JENCHIECH | Individual | – | MEMBER, UPRISING INVESTORS OPPORTUNITY (GP1) LLC | 04/2015 | 25-50% |
| VERJEE, TABREEZ, SULEMAN | Individual | – | MEMBER, UPRISING INVESTORS OPPORTUNITY (GP1) LLC | 04/2015 | 25-50% |
| KHAN, SAAD, A | Individual | – | MEMBER, UPRISING INVESTORS OPPORTUNITY (GP1) LLC | 04/2015 | 25-50% |