NDB ZEPHYR PARTNERS LIMITED
Adviser information for NDB ZEPHYR PARTNERS LIMITED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mauritius |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-80989 |
|---|---|
| SEC ERA File Number | 802-80989 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175018 |
| Legal Entity Identifier | None |
Principal Office
APEX HOUSE, BANK ST, TWENTY-EIGHT, CYBERCITYEBENE
Mauritius
Monday - Friday, 8:30 AM - 6:00PM
Tel: +230-467-3000, Fax: +230-467-4000
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | Other investment adviser, including financial planners |
| NATIONAL DEVELOPMENT BANK PLC | Banking or thrift institution |
| NDB CAPITAL HOLDINGS PLC | Banking or thrift institution |
| ZEPHYR MANAGEMENT, L.P. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMERALD SRI LANKA FUND I LIMITED | Private Equity Fund | $7.8M | $0.5M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZEPHYR MANAGEMENT, L.P. | Domestic Entity | – | SHAREHOLDER - NDB ZEPHYR PARTNERS LIMITED | 12/2014 | 25-50% |
| NDB CAPITAL HOLDINGS PLC | Foreign Entity | – | SHAREHOLDER - NDB ZEPHYR PARTNERS LIMITED | 12/2014 | 50-75% |
| BARRY, THOMAS, CORCORAN | Individual | – | DIRECTOR - NDB ZEPHYR PARTNERS LIMITED AND N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | 12/2014 | < 5% |
| GULATI, MUKUL | Individual | – | DIRECTOR - NDB ZEPHYR PARTNERS LIMITED AND N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | 12/2014 | < 5% |
| RAJABALEE, DILSHAAD | Individual | – | DIRECTOR - NDB ZEPHYR PARTNERS LIMITED | 12/2014 | < 5% |
| ZEPHYR MANAGEMENT, INC. | Domestic Entity | ZEPHYR MANAGEMENT, L.P. | GENERAL PARTNER | 01/1995 | |
| NATIONAL DEVELOPMENT BANK PLC | Foreign Entity | NDB CAPITAL HOLDINGS PLC | SHAREHOLDER | 10/1983 | > 75% |
| BARRY, THOMAS, CORCORAN | Individual | ZEPHYR MANAGEMENT, L.P. | CHAIRMAN, CCO AND LIMITED PARTNER OF ZEPHYR MANAGEMENT, L.P.; DIRECTOR, CHAIRMAN & MAJOR SHAREHOLDER, ZEPHYR MANAGEMENT, INC. | 12/1994 | 25-50% |
| NDB ZEPHYR PARTNERS LIMITED | Foreign Entity | – | PARENT CORPORATION OF N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | 01/2015 | > 75% |
| Wikramanayake, Sarath | Individual | – | CHAIRMAN - N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | 11/2016 | < 5% |
| GULATI, MUKUL | Individual | ZEPHYR MANAGEMENT, L.P. | LIMITED PARTNER, CEO, CIO AND PRESIDENT OF ZEPHYR MANAGEMENT, L.P.; SHAREHOLDER OF ZEPHYR MANAGEMENT, INC. | 01/2017 | 25-50% |
| FERNANDO, ARJUN, RISHYA | Individual | – | DIRECTOR - NDB ZEPHYR PARTNERS LIMITED | 03/2018 | < 5% |
| ATUKORALA, ANANDA, WIJETILAKA | Individual | – | DIRECTOR - NDB ZEPHYR PARTNERS LIMITED | 10/2018 | < 5% |
| SINNIAH, BERNARD, SUJANTHAN | Individual | – | DIRECTOR - N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | 02/2021 | < 5% |
| SENEVIRATNE, PANAGODA, LIYANAGE DIMANTHA N | Individual | – | DIRECTOR - N D B ZEPHYR PARTNERS LANKA (PRIVATE) LIMITED | 08/2019 | < 5% |
| Ramakrishnan, Wendy | Individual | – | DIRECTOR - NDB ZEPHYR PARTNERS LIMITED | 11/2023 | < 5% |