SWAN & LEGEND
SWAN & LEGEND ADVISORS, LLC Legal Name
Adviser information for SWAN & LEGEND last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
108 LOUDOUN ST. S.W.LEESBURG
VA
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 703-646-9445, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| SWAN & LEGEND FUND 3 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAN & LEGEND FUND 4 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAN & LEGEND MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| SWAN HOSPITALITY 3 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SWAN & LEGEND FUND 2, L.P. | Venture Capital Fund | $15.6M | $0.1M | 59 |
| SWAN & LEGEND FUND 3, LP | Venture Capital Fund | $51.1M | $0.3M | 78 |
| SWAN & LEGEND FUND 4, LP | Venture Capital Fund | $105.3M | $0.3M | 116 |
| SWAN HOSPITALITY 2 LLC | Venture Capital Fund | $0.0M | $0.3M | 10 |
| SWAN HOSPITALITY 3 LLC | Venture Capital Fund | $0.0M | $0.3M | 26 |
| SWAN HOSPITALITY 4 LLC | Venture Capital Fund | $0.0M | $0.3M | 45 |
| SWAN MEDIA 1 LLC | Venture Capital Fund | $8.5M | $0.3M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHAUFELD, FREDRICK, D | Individual | – | MANAGER | 02/2015 | 50-75% |
| NADER, ANTHONY, PETER | Individual | – | MANAGER | 02/2015 | 50-75% |
| STRASSER, DAVID, SCOTT | Individual | – | MANAGER | 06/2015 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AIRBNB INC | COM CL A | 53K | 348 | – |
| PINTEREST INC | CL A | 1M | 25K | – |