BROADVAIL CAPITAL PARTNERS, LLC
Adviser information for BROADVAIL CAPITAL PARTNERS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-94170 |
|---|---|
| SEC ERA File Number | 802-94170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 199514 |
| Legal Entity Identifier | None |
Principal Office
1885 ST. JAMES PLACE, SUITE 800HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 713-766-9994, Fax: 713-766-9995
Websites
Chief Compliance Officer
BRETT W. HETHERWICK
MANAGING PARTNER
1885 ST. JAMES PLACE, SUITE 800
HOUSTON
TX
United States
Tel:
713-766-9994
Fax:
713-766-9995
B**@************M
(Full email address available in API data)
Industry Affiliates
| BROADVAIL CAPITAL PARTNERS FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BROADVAIL FUND III SIDECAR I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BROADVAIL GROWTH EQUITY FUND II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BROADVAIL GROWTH EQUITY FUND III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BROADVAIL CAPITAL PARTNERS FUND I, L.P. | Venture Capital Fund | $40.6M | $0.1M | 49 |
| BROADVAIL FUND I SIDECAR I, L.P. | Venture Capital Fund | $0.6M | $0.4M | 18 |
| BROADVAIL FUND III SIDECAR I, L.P. | Venture Capital Fund | $198.6M | $0.3M | 43 |
| BROADVAIL GROWTH EQUITY FUND II, L.P. | Venture Capital Fund | $151.5M | $0.3M | 47 |
| BROADVAIL GROWTH EQUITY FUND III, L.P. | Venture Capital Fund | $369.0M | $0.3M | 62 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROADVAIL MANAGEMENT, LLC | Domestic Entity | – | CLASS B MEMBER, CLASS C MEMBER AND MANAGER | 05/2014 | > 75% |
| ZORICH, ROBERT, M. | Individual | BROADVAIL MANAGEMENT, LLC | MANAGING MEMBER | 05/2014 | 25-50% |
| HETHERWICK, BRETT, W | Individual | BROADVAIL MANAGEMENT, LLC | MANAGING MEMBER | 05/2014 | 25-50% |
| TRAMUTO, JAMES, J | Individual | BROADVAIL MANAGEMENT, LLC | MANAGING MEMBER | 05/2014 | 25-50% |
| ZORICH, ROBERT, M. | Individual | – | MANAGING PARTNER | 05/2014 | < 5% |
| HETHERWICK, BRETT, W | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 05/2014 | < 5% |
| TRAMUTO, JAMES, J | Individual | – | MANAGING PARTNER | 05/2014 | < 5% |
| CABLES, JUSTIN, G. | Individual | – | CFO | 11/2017 | < 5% |
| ZORICH, ROBERT, L | Individual | – | CLASS A MEMBER | 05/2014 | 10-25% |