RM MANAGER, LLC
Adviser information for RM MANAGER, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-94171 |
|---|---|
| SEC ERA File Number | 802-94171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 186512 |
| Legal Entity Identifier | None |
Principal Office
10250 CONSTELLATION BLVDLOS ANGELES
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: (310) 907-7129, Fax: (424) 320 - 4202
Chief Compliance Officer
NoneIndustry Affiliates
| REALTY MOGUL COMMERCIAL CAPITAL, CO. | Real estate broker or dealer |
| RM ADVISER, LLC | Other investment adviser, including financial planners |
| RM COMMUNITIES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RM SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RM SPONSOR, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REALTY MOGUL 12, LLC | Venture Capital Fund | $0.3M | $0.0M | 25 |
| REALTY MOGUL 15, LLC | Venture Capital Fund | $0.8M | $0.0M | 59 |
| REALTY MOGUL 19, LLC | Venture Capital Fund | $1.7M | $0.0M | 62 |
| REALTY MOGUL 49, LLC | Venture Capital Fund | $6.0M | $0.0M | 71 |
| REALTY MOGUL 56, LLC | Venture Capital Fund | $1.3M | $0.0M | 31 |
| REALTY MOGUL 59, LLC | Venture Capital Fund | $1.1M | $0.0M | 46 |
| REALTY MOGUL 61, LLC | Venture Capital Fund | $1.1M | $0.0M | 36 |
| REALTY MOGUL 62, LLC | Venture Capital Fund | $1.6M | $0.0M | 41 |
| REALTY MOGUL 66, LLC | Venture Capital Fund | $1.3M | $0.1M | 11 |
| REALTY MOGUL 67, LLC | Venture Capital Fund | $0.9M | $0.0M | 39 |
| REALTY MOGUL 75, LLC | Venture Capital Fund | $1.3M | $0.0M | 41 |
| REALTY MOGUL 76, LLC | Venture Capital Fund | $0.9M | $0.0M | 23 |
| REALTY MOGUL 84, LLC | Venture Capital Fund | $0.8M | $0.0M | 39 |
| REALTY MOGUL 85, LLC | Venture Capital Fund | $1.6M | $0.0M | 36 |
| REALTY MOGUL 92, LLC | Venture Capital Fund | $2.7M | $0.1M | 44 |
| REALTY MOGUL 94, LLC | Venture Capital Fund | $1.8M | $0.0M | 58 |
| REALTY MOGUL 95, LLC | Venture Capital Fund | $0.8M | $0.0M | 25 |
| REALTY MOGUL 97, LLC | Venture Capital Fund | $2.1M | $0.0M | 58 |
| REALTYMOGUL 117, LLC | Venture Capital Fund | $2.0M | $0.0M | 54 |
| REALTYMOGUL 119, LLC | Venture Capital Fund | $3.0M | $0.0M | 75 |
| REALTYMOGUL 121, LLC | Venture Capital Fund | $1.4M | $0.0M | 35 |
| REALTYMOGUL 125, LLC | Venture Capital Fund | $2.0M | $0.0M | 57 |
| REALTYMOGUL 126, LLC | Venture Capital Fund | $1.3M | $0.0M | 43 |
| REALTYMOGUL 128, LLC | Venture Capital Fund | $3.5M | $0.0M | 76 |
| REALTYMOGUL 129, LLC | Venture Capital Fund | $2.0M | $0.0M | 65 |
| REALTYMOGUL 134, LLC | Venture Capital Fund | $2.2M | $0.0M | 59 |
| REALTYMOGUL 138, LLC | Venture Capital Fund | $1.9M | $0.0M | 55 |
| REALTYMOGUL 141, LLC | Venture Capital Fund | $3.0M | $0.0M | 52 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REALTY MOGUL, CO. | Domestic Entity | – | SOLE MEMBER | 05/2013 | > 75% |
| Fraley, Christopher | Individual | – | CHIEF INVESTMENT OFFICER | 01/2018 | < 5% |
| KARLE, DAVID, JACOB | Individual | – | VICE PRESIDENT, ASSET MANAGEMENT | 11/2019 | < 5% |
| CANAAN IX, LP | Domestic Entity | REALTY MOGUL, CO. | DIRECT OWNER | 03/2014 | 25-50% |
| MOCLAIR, KEVIN, PATRICK | Individual | – | CHIEF ACCOUNTING OFFICER | 02/2022 | < 5% |
| Lachnicht, Christine | Individual | – | SECRETARY AND VICE PRESIDENT, LEGAL, DILIGENCE & RISK | 03/2023 | < 5% |