LION CAO ASSET MANAGEMENT LLC
Adviser information for LION CAO ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-95169 |
|---|---|
| SEC ERA File Number | 802-95169 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174343 |
| Legal Entity Identifier | None |
Principal Office
535 MADISON AVENUE,4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-355-5500, Fax: 212-355-6283
Websites
Chief Compliance Officer
DAVID DELEEUW
COMPLIANCE MANAGING DIRECTOR
535 MADISON AVENUE
4TH FLOOR
NEW YORK
NY
United States
Tel:
212-355-5500
Fax:
212-355-6283
D*******@**********M
(Full email address available in API data)
Industry Affiliates
| LION CHEMICAL PARTNERS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LION CAO PRIVATE EQUITY ABRY ASF II LLC | Private Equity Fund | $0.0M | $0.1M | 11 |
| LION CAO PRIVATE EQUITY ABRY LLC | Private Equity Fund | $0.0M | $0.2M | 9 |
| LION CAO PRIVATE EQUITY ABRY VI LLC | Private Equity Fund | $0.0M | $0.0M | 12 |
| LION CAO PRIVATE EQUITY ABRY VII LLC | Private Equity Fund | $1.0M | $0.1M | 14 |
| LION CAO PRIVATE EQUITY SC INVESTORS LTD | Private Equity Fund | $0.2M | $1.5M | 1 |
| LION CAO PRIVATE EQUITY SECURITIES III FUND LLC | Private Equity Fund | $1.0M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DE LEEUW, DAVID, EARLE | Individual | – | CHAIRMAN, CO-FOUNDER & COMPLIANCE MANAGING DIRECTOR | 06/2005 | 25-50% |
| CAO HELLMAN, HOLLY | Individual | – | CEO AND CO-FOUNDER | 06/2005 | 10-25% |
| WHITNEY, VIRGINIA, BRADLEY | Individual | – | CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER, CCO | 06/2005 | 10-25% |
| LCAM (CAYMAN) LLC | Foreign Entity | – | MEMBER | 06/2005 | 5-10% |
| ABRAMS, DAVID, LOUIS | Individual | – | MEMBER | 06/2005 | 5-10% |
| BEZMEN, HALIL | Individual | – | MEMBER | 06/2005 | 5-10% |