FIVE ARROWS
ROTHSCHILD & CO INVESTMENT MANAGERS (FKA PO PARTICIPATIONS) Legal Name
Adviser information for FIVE ARROWS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-96178 |
|---|---|
| SEC ERA File Number | 802-96178 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175510 |
| Legal Entity Identifier | 549300LQIZZDDHTTK166 |
Principal Office
21-27 RUE D'EPERNAYLUXEMBOURG
Luxembourg
Monday - Friday, 9:00 AM - 7:00PM
Tel: 3522749721, Fax: 3522748968550
Websites
Chief Compliance Officer
XAVIER MONNEREAU
21-27 RUE D'EPERNAY
LUXEMBOURG
Luxembourg
Tel:
+35227497227
Fax:
+3522748968550
X***************@******************M
(Full email address available in API data)
Industry Affiliates
| FACP GP-GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAMI GP S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| FIN PO S.A., SICAR | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS (USA) LLC | Other investment adviser, including financial planners |
| FIVE ARROWS MANAGERS SA | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS MANAGERS SAS | Sponsor, GP, manager of pooled investment vehicles |
| FIVE ARROWS PRINCIPAL INVESTMENTS INTERNATIONAL FEEDER S.C.A. SICAR | Sponsor, GP, manager of pooled investment vehicles |
| PARALLEL GP S.�R.L | Sponsor, GP, manager of pooled investment vehicles |
| PO CO-INVEST GP S.�R.L | Sponsor, GP, manager of pooled investment vehicles |
| ROTHCHILD & CO CREDIT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| ROTHSCHILD & CO CREDIT MANAGEMENT (NORTH AMERICA) | Other investment adviser, including financial planners |
| RPO GP S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOLT CO-INVEST SCSP RAIF | Private Equity Fund | $81.5M | $3.2M | 82 |
| FA A2MAC1 SCSP | Private Equity Fund | $11.7M | $0.4M | 29 |
| FA BIOPHORUM SCSP | Private Equity Fund | $18.3M | $0.3M | 45 |
| FA ENGINEERING SCSP | Private Equity Fund | $31.6M | $0.5M | 28 |
| FA KIDSKONNECT | Private Equity Fund | $16.5M | $0.5M | 41 |
| FA MEDIVET SCSP | Private Equity Fund | $22.7M | $0.4M | 38 |
| FA N2Y SCSP | Private Equity Fund | $14.1M | $0.6M | 34 |
| FA PRECISELY SCSP | Private Equity Fund | $7.5M | $0.5M | 24 |
| FA RISKONNECT SCSP | Private Equity Fund | $36.4M | $0.4M | 45 |
| FA SOFTWAY SCSP | Private Equity Fund | $31.2M | $0.6M | 31 |
| FA TRFR SCSP | Private Equity Fund | $16.1M | $1.0M | 27 |
| FAPEP II-B SCA SICAV RAIF | FUND OF PRIVATE EQUITY FUNDS | $96.7M | $0.0M | 26 |
| FAPEP II-C SICAV RAIF | FUND OF PRIVATE EQUITY FUNDS | $108.2M | $0.0M | 19 |
| FIVE ARROWS CAPITAL PARTNERS (PVI) SCA | Private Equity Fund | $167.2M | $5.0M | 5 |
| FIVE ARROWS CAPITAL PARTNERS (PVII) SCA SICAV-RAIF | Private Equity Fund | $312.2M | $5.0M | 86 |
| FIVE ARROWS CO-INVESTMENT II SCSP | Private Equity Fund | $46.4M | $0.1M | 114 |
| FIVE ARROWS CO-INVESTMENTS III SCSP | Private Equity Fund | $60.8M | $0.1M | 158 |
| FIVE ARROWS DEBT PARTNERS III SCSP | PRIVATE DEBT FUND | $974.1M | $5.4M | 95 |
| FIVE ARROWS ELIXIR 2023 FAPI III CO-INVEST SCSP | Private Equity Fund | $20.9M | $1.1M | 50 |
| FIVE ARROWS FLORENCE CONTINUATION FUND SCSP | Private Equity Fund | $786.2M | $3.0M | 174 |
| FIVE ARROWS GALLIERA CO-INVEST SCSP | Private Equity Fund | $78.0M | $1.1M | 82 |
| FIVE ARROWS GLOBAL TECHNOLOGY SCSP | FUND OF PRIVATE EQUITY FUNDS | $29.3M | $0.5M | 44 |
| FIVE ARROWS GLOBAL TECHNOLOGY STAFF SCSP | FUND OF PRIVATE EQUITY FUNDS | $19.3M | $0.1M | 228 |
| FIVE ARROWS GROWTH CAPITAL I SCSP | Private Equity Fund | $118.9M | $5.4M | 71 |
| FIVE ARROWS HEALTHCARE CO-INVEST SCSP RAIF | Private Equity Fund | $139.6M | $3.2M | 94 |
| FIVE ARROWS ICONIC CO-INVEST SCSP SICAV-RAIF | Private Equity Fund | $63.6M | $1.0M | 22 |
| FIVE ARROWS INVESTMENT PARTNERS I S.C.A RAIF | FUND OF PRIVATE EQUITY FUNDS | $14.2M | $0.1M | 73 |
| FIVE ARROWS LONG TERM SCSP | Private Equity Fund | $92.8M | $10.8M | 35 |
| FIVE ARROWS MULTI STRATEGIES CO-INVESTMENT SCSP SICAV RAIF | FUND OF PRIVATE EQUITY FUNDS | $73.0M | $0.1M | 265 |
| FIVE ARROWS NORTH STAR FALT CO-INVEST SCSP | Private Equity Fund | $53.4M | $1.0M | 56 |
| FIVE ARROWS NORTH STAR FAPI IV CI SCSP SICAV-RAIF | Private Equity Fund | $108.4M | $1.0M | 84 |
| FIVE ARROWS PRINCIPAL INVESTMENTS I CONTINUATION FUND SCSP | Private Equity Fund | $43.7M | $3.2M | 68 |
| FIVE ARROWS PRINCIPAL INVESTMENTS II SCSP | Private Equity Fund | $480.9M | $5.4M | 97 |
| FIVE ARROWS PRINCIPAL INVESTMENTS III SCSP | Private Equity Fund | $914.5M | $5.4M | 142 |
| FIVE ARROWS PRINCIPAL INVESTMENTS IV SCSP | Private Equity Fund | $514.9M | $5.4M | 169 |
| FIVE ARROWS SECONDARY OPPORTUNITIES IV SCSP | FUND OF PRIVATE EQUITY FUNDS | $149.0M | $5.4M | 62 |
| FIVE ARROWS SECONDARY OPPORTUNITIES V SCSP | FUND OF PRIVATE EQUITY FUNDS | $630.1M | $5.4M | 124 |
| FIVE ARROWS SPARK 2023 FAPI III CO-INVEST SCSP | Private Equity Fund | $64.3M | $1.3M | 50 |
| FIVE ARROWS SPARK CO-INVEST SCSP SICAV-RAIF | Private Equity Fund | $67.1M | $1.3M | 28 |
| OBERON USA CREDIT INVESTMENT FUND SCA SICAV RAIF | PRIVATE DEBT | $140.6M | $0.5M | 6 |
| UBP R-CO PE-C SCA SICAV RAIF | FUND OF PRIVATE EQUITY FUNDS | $18.1M | $0.0M | 16 |
| VV INVEST S.C.A. | Private Equity Fund | $27.2M | $0.5M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTHSCHILD & CO SCA | Foreign Entity | K D�VELOPMENT S.A.S. | SHAREHOLDER OF K DEVELOPPEMENT SAS | 01/2008 | > 75% |
| K D�VELOPMENT S.A.S. | Foreign Entity | – | SHAREHOLDER OF ROTHSCHILD & CO INVESTMENT MANAGERS | 09/2007 | > 75% |
| CARPENTER, FRANCIS | Individual | – | EXECUTIVE DIRECTOR | 09/2014 | < 5% |
| COURREGES, JEAN | Individual | – | EXECUTIVE DIRECTOR | 09/2014 | < 5% |
| Monnereau, Xavier | Individual | – | CHIEF COMPLIANCE OFFICER / DIRECTOR (26/10/2020) | 10/2015 | < 5% |
| Kopp, Joerg | Individual | – | EXECUTIVE DIRECTOR | 01/2017 | < 5% |
| Di Rienzo, Aldo | Individual | – | EXECUTIVE DIRECTOR | 06/2018 | < 5% |
| LOWE, CHRISTIAN, SAMUEL JAMES | Individual | – | DIRECTOR | 10/2020 | < 5% |
| NADEAU, DOMINIC | Individual | – | EXECUTIVE OFFICER | 03/2023 | < 5% |
| BAKER, FIONA | Individual | – | EXECUTIVE OFFICER | 07/2023 | < 5% |