HARBOUR LITIGATION FUNDING LIMITED
Adviser information for HARBOUR LITIGATION FUNDING LIMITED last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-96273 |
|---|---|
| SEC ERA File Number | 802-96273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226602 |
| Legal Entity Identifier | None |
Principal Office
8 WATERLOO PLACELONDON
United Kingdom
Monday - Friday, 9-6 GMT
Tel: +442038299320, Fax: +442030025628
Chief Compliance Officer
QUAM FATUGA
CHIEF COMPLIANCE OFFICER
WATERLOO PLACE
8
LONDON
United Kingdom
Tel:
+442038299357
Q**********@************M
(Full email address available in API data)
Industry Affiliates
| HARBOUR ADVISORS CAYMAN LIMITED | Other investment adviser, including financial planners |
| HARBOUR FACILITIES GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR FUND II GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR FUND III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR FUND IV GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR FUND V GENERAL PARTNER, LP | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR FUND V GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| HARBOUR LITIGATION FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARBOUR CO-INVESTMENT A (FUND I - HLF00670), LP | LITIGATION FUND | $11.4M | $0.0M | 6 |
| HARBOUR CO-INVESTMENT B (FUND V - HLF05801) LP | LITIGATION FUNDING | $12.6M | $0.0M | 3 |
| HARBOUR CREDIT FUND I LP | LITIGATION FUNDING | $13.8M | $0.0M | 1 |
| HARBOUR FUND II LP | LITIGATION FUND | $17.6M | $0.3M | 48 |
| HARBOUR FUND III LP | LITIGATION FUND | $308.8M | $0.2M | 36 |
| HARBOUR FUND IV LP | LITIGATION FUND | $766.0M | $0.4M | 24 |
| HARBOUR FUND V, LP | LITIGATION FUND | $491.8M | $5.0M | 51 |
| HARBOUR LITIGATION INVESTMENT FUND LP | LITIGATION FUND | $20.8M | $0.2M | 25 |
| HARBOUR MDR INVESTMENT II, LP | LITIGATION FUND | $0.5M | $0.0M | 2 |
| HARBOUR MDR INVESTMENT, LP | LITIGATION FUND | $0.4M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR LITIGATION FUNDING LTD | 11/2022 | < 5% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR ADVISORS CAYMAN LTD | 09/2010 | 25-50% |
| DUNN, SUSAN, JEAN | Individual | – | DIRECTOR & SHAREHOLDER - HARBOUR LITIGATION FUNDING LTD | 03/2013 | 10-25% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR ADVISORS CAYMAN LTD | 02/2018 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR ADVISORS CAYMAN LTD | 05/2009 | < 5% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR ADVISORS CAYMAN LTD | 02/2009 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR FUND II GP LTD | 01/2012 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR FUND III GP LTD | 09/2014 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR FUND IV GP LTD | 08/2017 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR LITIGATION INVESTMENT FUND GP LTD | 04/2010 | < 5% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR FUND IV GP LTD | 10/2017 | < 5% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR FUND III GP LTD | 09/2014 | < 5% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR FUND II GP LTD | 01/2012 | < 5% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR LITIGATION INVESTMENT FUND GP LTD | 08/2009 | < 5% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR FUND IV GP LTD | 10/2017 | < 5% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR FUND III GP LTD | 02/2018 | < 5% |
| DUNN, SUSAN, JEAN | Individual | – | SHAREHOLDER - HARBOUR FUND IV GP LTD | 10/2017 | 10-25% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR FUND II GP LTD | 01/2012 | < 5% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR LITIGATION INVESTMENT FUND GP LTD | 02/2018 | < 5% |
| DUNN, SUSAN, JEAN | Individual | – | SHAREHOLDER - HARBOUR FUND III GP LTD | 01/2015 | 10-25% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR LITIGATION INVESTMENT FUND GP LTD | 05/2010 | 10-25% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR FUND II GP LTD | 11/2012 | 50-75% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR FUND III GP LTD | 01/2015 | 25-50% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR FUND IV GP LTD | 10/2017 | 25-50% |
| TONNBY, PER, KARL MARTIN | Individual | – | SHAREHOLDER - HARBOUR FUND III GP LTD | 01/2015 | 25-50% |
| TONNBY, PER, KARL MARTIN | Individual | – | SHAREHOLDER - HARBOUR FUND IV GP LTD | 10/2018 | 25-50% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR LITIGATION INVESTMENT FUND GP LTD | 09/2018 | 50-75% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND II GP LTD | 09/2018 | 25-50% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND III GP LTD | 09/2018 | 25-50% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND IV GP LTD | 09/2018 | 25-50% |
| ALLEGRO INVESTMENT FUND LTD | Foreign Entity | ALLEGRO INVESTMENT FUND, L.P. | LIMITED PARTNER - ALLEGRO INVESTMENT FUND L.P. | 03/2009 | > 75% |
| ALLEGRO FUND GP LTD | Foreign Entity | ALLEGRO INVESTMENT FUND, L.P. | GENERAL PARTNER - ALLEGRO INVESTMENT FUND, L.P. | 01/2015 | |
| APF HOLDINGS S.A. | Foreign Entity | ALLEGRO INVESTMENT FUND LTD | SHAREHOLDER - ALLEGRO INVESTMENT FUND LTD | 10/2012 | > 75% |
| ALLEGRO PHILANTHROPIC FOUNDATION | Foreign Entity | APF HOLDINGS S.A. | SHAREHOLDER - APF HOLDINGS S.A. | 10/2012 | > 75% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR ADVISORS CAYMAN LIMITED | 12/2009 | 25-50% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR ADVISORS CAYMAN LIMITED | 09/2018 | 25-50% |
| TONNBY, PER, KARL MARTIN | Individual | – | SHAREHOLDER - HARBOUR ADVISORS CAYMAN LIMITED | 08/2010 | 25-50% |
| DUNN, SUSAN, JEAN | Individual | – | SHAREHOLDER - HARBOUR ADVISORS CAYMAN LIMITED | 05/2009 | 10-25% |
| MACPHERSON, ELLORA | Individual | – | DIRECTOR - HARBOUR LITIGATION FUNDING LTD | 05/2019 | < 5% |
| IQ EQ (JERSEY) LIMITED | Foreign Entity | ALLEGRO PHILANTHROPIC FOUNDATION | QUALIFIED MEMBER & SOLE MEMBER OF COUNCIL - ALLEGRO PHILANTHROPIC FOUNDATION | 11/2018 | |
| HARBOUR FUND V GP LTD | Foreign Entity | – | GENERAL PARTNER - HARBOUR FUND V GENERAL PARTNER, LP | 03/2020 | > 75% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR FUND V GP LTD | 02/2020 | < 5% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR FUND V GP LTD | 02/2020 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR FUND V GP LTD | 02/2020 | < 5% |
| TONNBY, PER, KARL MARTIN | Individual | – | SHAREHOLDER - HARBOUR FUND V GP LTD | 02/2020 | 25-50% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR FUND V GP LTD | 08/2020 | 25-50% |
| DUNN, SUSAN, JEAN | Individual | – | SHAREHOLDER - HARBOUR FUND V GP LTD | 08/2020 | 10-25% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND V GP LTD | 08/2020 | 25-50% |
| ALLEGRO INVESTMENT FUND, L.P. | Foreign Entity | – | SHAREHOLDER - HARBOUR FACILITIES GP LIMITED | 09/2021 | 25-50% |
| TONNBY, PER, KARL MARTIN | Individual | – | SHAREHOLDER - HARBOUR FACILITIES GP LIMITED | 09/2021 | 25-50% |
| TONNBY, JAN, OLOF | Individual | – | SHAREHOLDER - HARBOUR FACILITIES GP LIMITED | 09/2021 | 25-50% |
| DUNN, SUSAN, JEAN | Individual | – | SHAREHOLDER - HARBOUR FACILITIES GP LIMITED | 09/2021 | 10-25% |
| TONNBY, PER, KARL MARTIN | Individual | – | DIRECTOR - HARBOUR FACILITIES GP LIMITED | 08/2021 | < 5% |
| GALLOWAY, ANDREW, DANIEL JAMES | Individual | – | DIRECTOR - HARBOUR FACILITIES GP LIMITED | 08/2021 | < 5% |
| WOODFORD, RALPH | Individual | – | DIRECTOR - HARBOUR FACILITIES GP LIMITED | 08/2021 | < 5% |
| ALLEGRO PHILANTHROPIC FOUNDATION | Foreign Entity | ALLEGRO INVESTMENT FUND LTD | SHAREHOLDER - ALLEGRO INVESTMENT FUND LTD | 10/2022 | > 75% |
| ALLEGRO PHILANTHROPIC FOUNDATION | Foreign Entity | ALLEGRO FUND GP LTD | SHAREHOLDER - ALLEGRO FUND GP LTD | 10/2022 | > 75% |
| ALLEGRO INVESTORS LLC | Domestic Entity | – | SHAREHOLDER - HARBOUR LITIGATION FUNDING LTD. | 04/2023 | 25-50% |
| SEQUOR INVEST LTD. | Foreign Entity | – | SHAREHOLDER - HARBOUR ADVISORS CAYMAN LTD | 07/2023 | 25-50% |
| SEQUOR INVEST LTD. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND III GP LTD | 07/2023 | 25-50% |
| SEQUOR INVEST LTD. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND IV GP LTD | 07/2023 | 25-50% |
| SEQUOR INVEST LTD. | Foreign Entity | – | SHAREHOLDER - HARBOUR FUND V GP LTD | 07/2023 | 25-50% |
| SEQUOR INVEST LTD. | Foreign Entity | – | SHAREHOLDER - HARBOUR FACILITIES GP LTD | 07/2023 | 25-50% |