ROARING BLUE LION CAPITAL MANAGEMENT, L.P.
Adviser information for ROARING BLUE LION CAPITAL MANAGEMENT, L.P. last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-98343 |
|---|---|
| SEC ERA File Number | 802-98343 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137355 |
| Legal Entity Identifier | None |
Principal Office
4443 NEWMORE AVEDALLAS
TX
United States
Monday - Friday, 8 AM - 5 PM
Tel: 214-855-2430, Fax: 214-855-2431
Websites
Chief Compliance Officer
BRAD BERRY
PARTNER & CHIEF COMPLIANCE OFFICER
4443 NEWMORE AVE
DALLAS
TX
United States
Tel:
214-855-2433
Fax:
214-855-2431
B***@**************M
(Full email address available in API data)
Industry Affiliates
| BLUE LION OPPORTUNITY MASTER FUND, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE LION OPPORTUNITY MASTER FUND, L.P. | Hedge Fund | $54.3M | $1.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIEGE, CHARLES, WILLIAM | Individual | – | LIMITED PARTNER & CHIEF INVESTMENT OFFICER | 09/2005 | 50-75% |
| BERRY, BRADLEY, DOUGLAS | Individual | – | LIMITED PARTNER & CHIEF COMPLIANCE OFFICER | 09/2005 | 10-25% |
| GRIEGE, CHARLES, WILLIAM | Individual | ROARING BLUE LION, LLC | SOLE MEMBER | 09/2005 | > 75% |
| ROARING BLUE LION, LLC | Domestic Entity | – | GENERAL PARTNER | 09/2005 | < 5% |