EMET CAPITAL MANAGEMENT I, LLC
Adviser information for EMET CAPITAL MANAGEMENT I, LLC last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-99338 |
|---|---|
| SEC ERA File Number | 802-99338 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226672 |
| Legal Entity Identifier | None |
Principal Office
589 FIFTH AVENUE16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 6 P.M.
Tel: 212-725-7902, Fax: 212-725-7899
Chief Compliance Officer
STEFAN BAUGH
VICE PRESIDENT
589 FIFTH AVENUE
16TH FLOOR
NEW YORK
NY
United States
Tel:
212-725-7902
Fax:
212-725-7899
S*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMET MUNICIPAL REAL ESTATE STRATEGY, LP | Real Estate Fund | $22.1M | $1.0M | 65 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUGH, STEFAN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND MANAGER | 11/2014 | < 5% |
| SIEGEL, PAUL, AARON | Individual | – | PRESIDENT AND MANAGER | 11/2014 | < 5% |
| EMET CAPITAL MANAGEMENT | Domestic Entity | – | MEMBER | 11/2014 | > 75% |
| FIERA CAPITAL INC. | Domestic Entity | – | MEMBER | 11/2014 | 10-25% |
| SIEGEL, PAUL, AARON | Individual | EMET CAPITAL MANAGEMENT, LLC | MEMBER AND MANAGER | 02/2012 | > 75% |
| BAUGH, STEFAN, DAVID | Individual | EMET CAPITAL MANAGEMENT, LLC | MEMBER AND MANAGER | 02/2012 | 25-50% |
| FIERA US HOLDING INC. | Domestic Entity | FIERA CAPITAL INC. | SOLE SHAREHOLDER | 10/2013 | > 75% |
| FIERA CAPITAL CORPORATION | Foreign Entity | FIERA US HOLDING INC. | SHAREHOLDER | 10/2013 | > 75% |