U
U. S. BOSTON CAPITAL CORPORATION
U.S. BANCORP ADVISORS, LLC
U.S. BANCORP ASSET MANAGEMENT, INC.
U.S. BANCORP INVESTMENTS, INC.
U.S. CAPITAL WEALTH ADVISORS, LLC
U.S. CHERRY LLC
U.S. FINANCIAL ADVISORS, LLC
U.S. GLOBAL INVESTORS, INC.
U.S. INSTITUTIONAL CORPORATION
U.S. NEWS FINANCIAL CONNECT, INC.
U.S. WEALTH GROUP, LLC
UBIQUITY MANAGEMENT, LP
UBIQUITY VENTURES MANAGEMENT, LLC
UBS ASSET MANAGEMENT (AMERICAS) INC.
UBS ASSET MANAGEMENT FUNDS LTD
UBS FARMLAND INVESTORS LLC
UBS FINANCIAL SERVICES INC.
UBS HEDGE FUND SOLUTIONS LLC
UBS OCONNOR LLC
UBS REALTY INVESTORS LLC
UBS TRUST COMPANY OF PUERTO RICO
UCAP ASSET MANAGEMENT LLC
UCK PARTNERS, INC.
UDINE WEALTH MANAGEMENT INC.
UDON RIA SUB LLC
UFD CAPITAL, LLC
UFENAU CAPITAL PARTNERS AG
UFG CAPITAL INVESTMENT MANAGEMENT LTD
UFG PE MANAGERS LTD.
UG INVESTMENT ADVISERS LTD.
UGLY UNICORN MANAGEMENT LLC
UGVP MANAGEMENT, LLC
UHLER AND VERTICH FINANCIAL PLANNERS, LLC
UHLER VERTICH WHITE ADVISORS, LLC
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
ULLAND INVESTMENT ADVISORS, LLC
ULLICO INVESTMENT ADVISORS, INC.
ULLMAN JOHN & ASSOCIATES INC
ULLMANN WEALTH PARTNERS GROUP, LLC
ULRICH CONSULTING AND INVESTMENT GROUP, LLC
ULTA WEALTH MANAGEMENT, LLC
ULTRA BLUE CAPITAL, LLC
ULU VENTURES MANAGEMENT COMPANY, LLC
ULYSSES MANAGEMENT LLC
UMA FINANCIAL SERVICES INC
UMB ASSET MANAGEMENT, LLC
UMB FAMILY WEALTH, LLC
UMB FINANCIAL SERVICES, INC.
UMBONO COMMODITY FUND MANAGEMENT, LLC
UNBIASED, INC.
UNBOX CAPITAL GEST?O DE RECURSOS FINANCEIROS LTDA.
UNBOX CAPITAL GEST�O DE RECURSOS FINANCEIROS LTDA.
UNBUNDLED CAPITAL LLC
UNCOMMON CENTS INVESTING, LLC
UNCOMMON VC, LLC
UNCONVENTIONAL INVESTOR, LLC
UNCORK CAPITAL MANAGEMENT LLC
UNCORK CAPITAL, INC.
UNCORRELATED ADVISORS LLC
UNDERSCORE.VC MANAGEMENT COMPANY, LLC
UNEST ADVISERS, LLC
UNFCU ADVISORS LLC
UNICO INVESTMENT ADVISERS LLC
UNICORN DX ADVISORS LIMITED
UNICORN FUND CAPITAL ADVISERS II LLC
UNICORN FUND CAPITAL ADVISERS III LLC
UNICORN FUND CAPITAL ADVISERS IV LLC
UNICORN FUND CAPITAL ADVISERS LLC
UNICORN FUND CAPITAL ADVISERS V LLC
UNICORN PARTNERS ADVISORS LTD.
UNIFI INVESTMENT MANAGEMENT LLP
UNIFIED ASSET MANAGEMENT, LLC
UNIFIED INVESTMENT MANAGEMENT LLC
UNIFIED INVESTMENT MANAGEMENT, LLC
UNIFIMONEY RIA QOZB, LLC
UNIFIMONEY RIA, INC.
UNIGESTION (UK) LTD
UNIGESTION (US) LTD
UNIKISLA CAPITAL LLC
UNIMAR FINANCIAL SERVICES, LLC
UNIO CAPITAL LLC
UNION CAPITAL ASSOCIATES, L.P.
UNION CAPITAL COMPANY
UNION HERITAGE CAPITAL
UNION HERITAGE VENTURE PARTNERS LLC
UNION LABS VENTURES MANAGEMENT LLC
UNION PARK CAPITAL MANAGEMENT, L.P.
UNION SQUARE ADVISORS LLC
UNION SQUARE CAPITAL PARTNERS, LLC
UNION SQUARE INVESTMENT CO
UNION SQUARE PARK CAPITAL MANAGEMENT, LLC
UNION SQUARE VENTURES, LLC
UNION STREET PARTNERS LLC
UNIONBANC INVESTMENT SERVICES, LLC
UNIONROCK, LLC
UNIONVIEW, LLC
UNIPLAN INSTITUTIONAL ADVISORS LLC
UNIPLAN INVESTMENT COUNSEL, INC.
UNIQUE WEALTH STRATEGIES
UNIQUE WEALTH, LLC
UNISON ADVISORS LLC
UNISON ASSET MANAGEMENT LLC
UNISON CAPITAL MANAGEMENT PTE LTD
UNISON CHORUS LLC
UNISON INVESTMENT MANAGEMENT, LLC
UNITAS CAPITAL III LTD.
UNITAS CAPITAL PTE. LTD.
UNITED ADVISOR GROUP
UNITED ADVISOR GROUP, LLC
UNITED ADVISORS AMERICA CORPORATION
UNITED ADVISORS INVESTMENT MANAGEMENT, LLC
UNITED AIRLINES VENTURES MANAGEMENT LLC
UNITED AMERICAN SECURITIES, INC.
UNITED ASSET STRATEGIES INC.
UNITED BROKERAGE SERVICES, INC
UNITED CAPITAL FINANCIAL ADVISERS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED ETHOS WEALTH PARTNERS, LLC
UNITED FINANCIAL PLANNING GROUP LLC
UNITED MANAGERS JAPAN INC.
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
UNITED WEALTH MANAGEMENT, LLC
UNITY GROWTH FUND I LLC
UNITY PARTNERS LP
UNIVERSA INVESTMENTS L.P.
UNIVERSAL CAPITAL LLC
UNIVERSAL FINANCIAL ADVISORS, LLC
UNIVERSAL FINANCIAL SERVICES INC.
UNIVERSITY VENTURES FUNDS MANAGEMENT, LLC
UNIWEALTH ADVISORS, INC.
UNLESS MANAGEMENT LP
UNLIMITED FUNDS, INC.
UNOFFICIAL MANAGEMENT, INC.
UNOVIS ASSET MANAGEMENT LLC
UNPOPULAR VENTURES MANAGEMENT COMPANY, LLC
UNSADDL, INC.
UNTITLED GROUP LLC
UNTITLED INVESTMENTS LP
UOB GLOBAL CAPITAL LLC
UP CAPITAL MANAGEMENT, INC.
UP FINANCIAL INC.
UP FINANCIAL USA INC.
UP FUNDS, LLC
UP NORTH FINANCIAL, LLC
UP PARTNERS MANAGEMENT COMPANY, LLC
UPDATA MANAGEMENT, LLC
UPFRONT VENTURES MANAGEMENT, INC.
UPFRONT VENTURES MANAGEMENT, LLC
UPHOLDINGS GROUP LLC
UPI MANAGEMENT, LLC
UPLAND INVESTMENT ADVISORS, LLC
UPPER BAY INFRASTRUCTURE MANAGEMENT, LP
UPPER LEFT WEALTH MANAGEMENT, LLC
UPPER90 CAPITAL MANAGEMENT, LP
UPRIGHT FINANCIAL CORP
UPRISING MANAGEMENT, LLC
UPSLOPE VENTURE FUND I, LLC
UPSTART WEALTH MANAGEMENT, LLC
UPSTREAM LIFE WEALTH MANAGEMENT LLC
UPTICK CAPITAL MANAGEMENT, LLC
UPTURN CORPORATION
UPWELLING CAPITAL GROUP LLC
UPWEST LABS MANAGEMENT, LLC
URBAN FINANCIAL ADVISORY CORP
URBAN FUND MANAGEMENT, LLC
URBAN INFRASTRUCTURE CAPITAL ADVISORS, MAURITIUS
URBAN INNOVATION MANAGEMENT LLC
URBAN INVESTMENT ADVISORS, INC.,
URBAN WEALTH MANAGEMENT GROUP LLC
URSA FINANCIAL, LLC
URSA FUND MANAGEMENT LLC
URSULA MANAGEMENT, LLC
URSUS VENTURES
URTH CAPITAL ADVISORS LLC
US AGRICULTURE, LLC
US ASSET MANAGEMENT, LLC
US CAPITAL GLOBAL INVESTMENT MANAGEMENT LLC
US EQUITY ADVISORS, LLC
US INFRAVEST MANAGERS LP
US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLC
US ISRAEL GEFEN CAPITAL MANAGEMENT LTD
US SELECT ASSET MANAGEMENT, INC.
USA FINANCIAL EXCHANGE CORPORATION
USA FINANCIAL FORMULAS CORPORATION
USA FINANCIAL SECURITIES CORPORATION
USA MUTUALS ADVISORS, INC.
USAA INVESTMENT SERVICES COMPANY
USADVISORS WEALTH MANAGEMENT, LLC
USCA ASSET MANAGEMENT LLC
USCF ADVISERS LLC
USI ADVISORS, INC.
USI SECURITIES, INC.
USRG MANAGEMENT COMPANY, LLC
USVP MANAGEMENT COMPANY LLC
UTA INVESTCORP INVESTMENT MANAGEMENT, LLC
UTA LLC
UTA VENTURES CAPITAL PARTNERS INVESTMENT MANAGER LLC
UTAH PEAKS CAPITAL, INC.
UTI ASSET MANAGEMENT COMPANY LIMITED
UTI INVESTMENTS AMERICA LIMITED
UTOPIA WEALTH MANAGEMENT, LLC
UTXO MANAGEMENT GP, LLC
UWHARRIE INVESTMENT ADVISORS, INC.
UX WEALTH PARTNERS LLC